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CC
Caspian Capital Portfolio holdings
AUM
$176M
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$508M
AUM Growth
+$230M
(+83%)
Cap. Flow
-$22.4M
Cap. Flow
% of AUM
-4.41%
Top 10 Holdings %
Top 10 Hldgs %
99.22%
Holding
13
New
6
Increased
3
Reduced
2
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DYN.PRA
Dynegy Inc.
DYN.PRA
|
+$30.9M |
| 2 |
Star Bulk Carriers
SBLK
|
+$10.6M |
| 3 |
INNOVATE Corp
VATE
|
+$6.93M |
| 4 |
Enpro
NPO
|
+$6.3M |
| 5 |
AMBC.WS
Ambac Financial Group
AMBC.WS
|
+$3.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DYN
Dynegy, Inc.
DYN
|
+$34.8M |
| 2 |
Dine Brands
DIN
|
+$27.7M |
| 3 |
HRG
HRG Group, Inc.
HRG
|
+$20M |
| 4 |
MNI
The McClatchy Company Class A Common Stock
MNI
|
+$2.93M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 68.34% |
| 2 | Financials | 10.31% |
| 3 | Industrials | 9.9% |
| 4 | Communication Services | 5.8% |
| 5 | Utilities | 5.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$815B
| $206M | 40.43% |
+1,000,000
| New | +$201M |
|
2
PUT
iShares Russell 2000 ETF
IWM
$81.2B
| $108M | 21.17% |
+900,000
| New | +$103M |
|
3
Ally Financial
ALLY
$13.3B
| $52.4M | 10.31% |
2,410,530
+145,000
| +6% | +$3.28M |
|
|
DYN.PRA
4
DELISTED
Dynegy Inc.
DYN.PRA
| $30.3M | 5.96% |
+300,000
| New | +$30.9M |
|
5
Globalstar
GSAT
$10.7B
| $29.5M | 5.8% |
714,693
+33,533
| +5% | +$1.29M |
|
|
DYN
6
DELISTED
Dynegy, Inc.
DYN
| $28.7M | 5.65% |
946,592
-1,127,363
| -54% | -$34.8M |
|
|
7
Enpro
NPO
$6.29B
| $23.1M | 4.54% |
367,919
+100,000
| +37% | +$6.3M |
|
|
HRG
8
DELISTED
HRG Group, Inc.
HRG
| $12M | 2.35% |
843,991
-1,516,657
| -64% | -$20M |
|
|
9
Star Bulk Carriers
SBLK
$3.62B
| $8.26M | 1.63% |
+251,946
| New | +$10.6M |
|
|
10
INNOVATE Corp
VATE
$101M
| $7.03M | 1.38% |
+83,370
| New | +$6.93M |
|
|
AMBC.WS
11
DELISTED
Ambac Financial Group
AMBC.WS
| $3.96M | 0.78% |
+273,335
| New | +$3.82M |
|
|
12
Dine Brands
DIN
$401M
| – | – |
-339,923
| Closed | -$27.7M |
|
|
MNI
13
DELISTED
The McClatchy Company Class A Common Stock
MNI
| – | – |
-87,150
| Closed | -$2.93M |
|
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Caspian Capital's Q4 2014 Portfolio in Review
As of Q4 2014, Caspian Capital held 13 positions worth $508M, up 83% from $278M the previous quarter. Its ten largest holdings account for 99% of the portfolio.
Caspian Capital withdrew a net $22.4M in Q4 2014, closing 2 positions and reducing 2 holdings. Its most notable exit was Dine Brands, an estimated $27.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, up from 18% a quarter earlier, followed by Financials and Industrials.
Against the trend, Caspian Capital opened a new position in Dynegy Inc. worth $30.3M.
- Caspian Capital's largest Q4 2014 buy was Dynegy Inc.: 300,000 shares worth $30.3M.
- Caspian Capital added most to Enpro in Q4 2014, an estimated $6.3M increase.
- Caspian Capital's biggest Q4 2014 reduction was Dynegy, Inc., cutting an estimated $34.8M.
- Caspian Capital fully exited Dine Brands in Q4 2014, selling an estimated $27.7M.
- Caspian Capital's ten largest holdings make up 99% of its $508M portfolio in Q4 2014.
- Caspian Capital opened 6 new positions and closed 2 in Q4 2014.
- Caspian Capital's portfolio value rose 83% quarter-over-quarter to $508M.
Based on Caspian Capital's 13F filing for Q4 2014, filed 11 Feb 2015.