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Caspian Capital Portfolio holdings

AUM $103M
This Fund
S&P 500
This Quarter Est. Return
+0.55%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$63.5M
AUM Growth
-$74.1M
Cap. Flow
-$78.6M
Cap. Flow %
-123.78%
Top 10 Hldgs %
100%
Holding
11
New
–
Increased
2
Reduced
2
Closed
4

Top Buys

Rank Stock Value
1
FTAI icon
FTAI Aviation
FTAI
+$8.64M
2
HOS
Hornbeck Offshore Services, Inc.
HOS
+$711K

Top Sells

Rank Stock Value
1
HCC icon
Warrior Met Coal
HCC
+$47M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$16.2M
3
SBLK icon
Star Bulk Carriers
SBLK
+$10.4M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$7.82M
5
DYN
Dynegy, Inc.
DYN
+$3.92M

Sector Composition

Rank Sector Weight
1 Industrials 57.96%
2 Healthcare 22.1%
3 Communication Services 15.82%
4 Materials 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTAI icon
1
FTAI Aviation
FTAI
$21.3B
$23.5M 37.07%
1,382,373
+550,723
+66% +$8.64M
THC icon
2
Tenet Healthcare
THC
$16.8B
$14M 22.1%
925,000
– –
SBLK icon
3
Star Bulk Carriers
SBLK
$2.78B
$10.1M 15.97%
900,000
-1,000,000
-53% -$10.4M
GSAT icon
4
Globalstar
GSAT
$10.2B
$10M 15.82%
510,932
– –
HOS
5
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$3.12M 4.92%
1,004,237
+195,437
+24% +$711K
HCC icon
6
Warrior Met Coal
HCC
$4.17B
$683K 1.08%
27,138
-1,870,795
-99% -$47M
BKLN icon
7
Invesco Senior Loan ETF
BKLN
$7.19B
– –
-700,000
Closed -$16.2M
DYN
8
DELISTED
Dynegy, Inc.
DYN
– –
-400,000
Closed -$3.92M
DYN.WS.A
9
DELISTED
Dynegy Inc.
DYN.WS.A
– –
-752,885
Closed -$181K
ORIG
10
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-328,765
Closed -$7.82M

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Caspian Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Caspian Capital held 11 positions worth $63.5M, down 54% from $138M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Caspian Capital withdrew a net $78.6M in Q4 2017, closing 4 positions and reducing 2 holdings. Its most notable exit was Invesco Senior Loan ETF, an estimated $16.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 58% of assets, up from 25% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Caspian Capital added an estimated $8.64M to FTAI Aviation.

  • Caspian Capital added most to FTAI Aviation in Q4 2017, an estimated $8.64M increase.
  • Caspian Capital's biggest Q4 2017 reduction was Warrior Met Coal, cutting an estimated $47M.
  • Caspian Capital fully exited Invesco Senior Loan ETF in Q4 2017, selling an estimated $16.2M.
  • Caspian Capital's ten largest holdings make up 100% of its $63.5M portfolio in Q4 2017.
  • Caspian Capital opened 0 new positions and closed 4 in Q4 2017.
  • Caspian Capital's portfolio value fell 54% quarter-over-quarter to $63.5M.

Based on Caspian Capital's 13F filing for Q4 2017, filed 14 Feb 2018.