Caspian Capital’s Dynegy, Inc. DYN Stock Holding History

Caspian Capital’s Portfolio DYN Stock Details DYN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-400,000	Closed	-$3.92M	–	9
2017 Q3	$3.92M	Hold	400,000	–	–	2.85%	8
2017 Q2	$3.31M	Hold	400,000	–	–	0.39%	8
2017 Q1	$3.14M	Hold	400,000	–	–	0.32%	4
2016 Q4	$3.38M	Buy	+400,000	New	+$3.94M	4.08%	5
2016 Q1	–	Sell	-1,100,000	Closed	-$14.7M	–	14
2015 Q4	$14.7M	Buy	1,100,000 +666,073	+153%	+$11.4M	6.77%	4
2015 Q3	$8.97M	Buy	+433,927	New	+$11M	1.97%	9
2015 Q1	–	Sell	-946,592	Closed	-$28.7M	–	16
2014 Q4	$28.7M	Sell	946,592 -1,127,363	-54%	-$34.8M	5.65%	6
2014 Q3	$59.9M	Buy	2,073,955 +480,800	+30%	+$14.3M	21.51%	1
2014 Q2	$55.4M	Sell	1,593,155 -757,914	-32%	-$23.4M	19.1%	1
2014 Q1	$58.6M	Sell	2,351,069 -570,669	-20%	-$12.6M	26.64%	1
2013 Q4	$62.9M	Buy	2,921,738 +221,951	+8%	+$4.52M	21.98%	1
2013 Q3	$52.2M	Hold	2,699,787	–	–	25.49%	1
2013 Q2	$60.9M	Buy	+2,699,787	New	+$63.7M	28.93%	1

Other funds holding DYN

ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $6.56B AUM 42.97% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Caspian Capital's DYN Position: Q4 2017 in Review

Caspian Capital sold out of Dynegy, Inc. (DYN) in Q4 2017, closing a stake of 400,000 shares — an estimated $3.92M sold.

Caspian Capital first reported a position in DYN in Q2 2013 and held it in 13 quarters. The position peaked at $62.9M in Q4 2013. 175 funds tracked by Wall St. Rank hold DYN as of Q4 2017.

Caspian Capital reported no remaining Dynegy, Inc. position as of Q4 2017 after selling out during the quarter.
Caspian Capital sold 400,000 Dynegy, Inc. shares in Q4 2017, an estimated $3.92M.
Caspian Capital first reported a position in Dynegy, Inc. in Q2 2013 and held it in 13 quarters.
Caspian Capital's Dynegy, Inc. position peaked at $62.9M in Q4 2013.
175 funds tracked by Wall St. Rank held Dynegy, Inc. as of Q4 2017.

Based on Caspian Capital's 13F filing for Q4 2017, filed 14 Feb 2018.