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CC
Caspian Capital Portfolio holdings
AUM
$176M
This Fund
S&P 500
This Quarter
Est. Return
-27.46%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$218M
AUM Growth
-$239M
(-52%)
Cap. Flow
-$5.04M
Cap. Flow
% of AUM
-2.31%
Top 10 Holdings %
Top 10 Hldgs %
96.78%
Holding
18
New
5
Increased
3
Reduced
4
Closed
4
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DYN
Dynegy, Inc.
DYN
|
+$11.4M |
| 2 |
OSG
Overseas Shipholding Group Inc.
OSG
|
+$6.42M |
| 3 |
LyondellBasell Industries
LYB
|
+$3.76M |
| 4 |
INNOVATE Corp
VATE
|
+$1.48M |
| 5 |
Star Bulk Carriers
SBLK
|
+$327K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Enpro
NPO
|
+$19M |
| 2 |
Transocean
RIG
|
+$5.81M |
| 3 |
DYN.PRA
Dynegy Inc.
DYN.PRA
|
+$1.36M |
| 4 |
MPO
MIDSTATES PETE CO INC COM NEW
MPO
|
+$187K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 73.46% |
| 2 | Industrials | 10.08% |
| 3 | Communication Services | 7.88% |
| 4 | Utilities | 6.77% |
| 5 | Materials | 1.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
iShares Russell 2000 ETF
IWM
$81.2B
| $113M | 51.76% |
+1,000,000
| New | +$115M |
|
2
Globalstar
GSAT
$10.7B
| $17.1M | 7.88% |
793,951
| – | – |
|
|
DYN.PRA
3
DELISTED
Dynegy Inc.
DYN.PRA
| $16.1M | 7.4% |
317,900
-21,000
| -6% | -$1.36M |
|
|
DYN
4
DELISTED
Dynegy, Inc.
DYN
| $14.7M | 6.77% |
1,100,000
+666,073
| +153% | +$11.4M |
|
|
NSM
5
PUT
DELISTED
Nationstar Mortgage Holdings
NSM
| $13.4M | 6.14% |
1,000,000
-463,600
| -32% | -$6.16M |
|
|
6
Star Bulk Carriers
SBLK
$3.62B
| $10.1M | 4.66% |
3,321,708
+48,792
| +1% | +$327K |
|
|
CHK
7
PUT
DELISTED
Chesapeake Energy Corporation
CHK
| $9.07M | 4.17% |
+10,073
| New | +$12.5M |
|
|
OSG
8
DELISTED
Overseas Shipholding Group Inc.
OSG
| $6.52M | 3% |
+384,216
| New | +$6.42M |
|
9
PUT
Encore Capital Group
ECPG
$2.06B
| $5.6M | 2.58% |
192,700
-743,700
| -79% | -$25.7M |
|
|
10
INNOVATE Corp
VATE
$101M
| $5.28M | 2.43% |
99,762
+22,500
| +29% | +$1.48M |
|
|
11
LyondellBasell Industries
LYB
$20.5B
| $3.55M | 1.63% |
+40,897
| New | +$3.76M |
|
|
RDC
12
PUT
DELISTED
Rowan Companies Plc
RDC
| $1.1M | 0.51% |
+65,000
| New | +$1.24M |
|
|
MPO
13
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
| $384K | 0.18% |
190,138
-51,000
| -21% | -$187K |
|
14
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| – | – |
-2,925,000
| Closed | -$244M |
|
|
15
Enpro
NPO
$6.29B
| – | – |
-484,347
| Closed | -$19M |
|
|
16
Transocean
RIG
$6.53B
| – | – |
-450,000
| Closed | -$5.81M |
|
|
DYN
17
CALL
DELISTED
Dynegy, Inc.
DYN
| – | – |
-1,445,000
| Closed | -$29.9M |
|
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Caspian Capital's Q4 2015 Portfolio in Review
As of Q4 2015, Caspian Capital held 18 positions worth $218M, down 52% from $456M the previous quarter. Its ten largest holdings account for 97% of the portfolio.
Caspian Capital's Q4 2015 filing shows 5 new, 3 increased, 4 reduced and 4 closed positions. Its largest new stake was Overseas Shipholding Group Inc.: 384,216 shares worth $6.52M. The largest sale was Enpro, an estimated $19M.
By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, down from 80% a quarter earlier, followed by Industrials and Communication Services.
- Caspian Capital's largest Q4 2015 buy was Overseas Shipholding Group Inc.: 384,216 shares worth $6.52M.
- Caspian Capital added most to Dynegy, Inc. in Q4 2015, an estimated $11.4M increase.
- Caspian Capital's biggest Q4 2015 reduction was Dynegy Inc., cutting an estimated $1.36M.
- Caspian Capital fully exited Enpro in Q4 2015, selling an estimated $19M.
- Caspian Capital's ten largest holdings make up 97% of its $218M portfolio in Q4 2015.
- Caspian Capital opened 5 new positions and closed 4 in Q4 2015.
- Caspian Capital's portfolio value fell 52% quarter-over-quarter to $218M.
Based on Caspian Capital's 13F filing for Q4 2015, filed 16 Feb 2016.