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Caspian Capital Portfolio holdings

AUM $103M
This Fund
S&P 500
This Quarter Est. Return
-7.36%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$278M
AUM Growth
-$12M
Cap. Flow
-$35.3M
Cap. Flow %
-12.69%
Top 10 Hldgs %
100%
Holding
10
New
1
Increased
2
Reduced
–
Closed
1

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$14.3M
2
MNI
The McClatchy Company Class A Common Stock
MNI
+$3.99M
3
GSAT icon
Globalstar
GSAT
+$3.06M

Top Sells

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$11.9M

Sector Composition

Rank Sector Weight
1 Financials 18.84%
2 Industrials 16.96%
3 Communication Services 14.49%
4 Consumer Discretionary 9.97%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DYN
1
DELISTED
Dynegy, Inc.
DYN
$59.9M 21.51%
2,073,955
+480,800
+30% +$14.3M
ALLY icon
2
Ally Financial
ALLY
$14B
$52.4M 18.84%
2,265,530
– –
GSAT icon
3
Globalstar
GSAT
$10.2B
$37.4M 13.44%
681,160
+51,267
+8% +$3.06M
HRG
4
DELISTED
HRG Group, Inc.
HRG
$31M 11.13%
2,360,648
– –
DIN icon
5
Dine Brands
DIN
$456M
$27.7M 9.97%
339,923
– –
NPO icon
6
Enpro
NPO
$6.82B
$16.2M 5.83%
267,919
– –
AMBC.WS
7
DELISTED
Ambac Financial Group
AMBC.WS
– –
0
– –
MNI
8
DELISTED
The McClatchy Company Class A Common Stock
MNI
$2.93M 1.05%
+87,150
New +$3.99M
IRM icon
9
Iron Mountain
IRM
$36.8B
– –
-361,716
Closed -$11.9M

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Caspian Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Caspian Capital held 10 positions worth $278M, down 4.1% from $290M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Caspian Capital withdrew a net $35.3M in Q3 2014, closing 1 position. Its most notable exit was Iron Mountain, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Caspian Capital opened a new position in The McClatchy Company Class A Common Stock worth $2.93M.

  • Caspian Capital's largest Q3 2014 buy was The McClatchy Company Class A Common Stock: 87,150 shares worth $2.93M.
  • Caspian Capital added most to Dynegy, Inc. in Q3 2014, an estimated $14.3M increase.
  • Caspian Capital fully exited Iron Mountain in Q3 2014, selling an estimated $11.9M.
  • Caspian Capital's ten largest holdings make up 100% of its $278M portfolio in Q3 2014.
  • Caspian Capital opened 1 new position and closed 1 in Q3 2014.
  • Caspian Capital's portfolio value fell 4.1% quarter-over-quarter to $278M.

Based on Caspian Capital's 13F filing for Q3 2014, filed 30 Oct 2014.