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CC
Caspian Capital Portfolio holdings
AUM
$103M
This Fund
S&P 500
This Quarter
Est. Return
-0.82%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$327M
(-64%)
Cap. Flow
-$337M
Cap. Flow
% of AUM
-185.62%
Top 10 Holdings %
Top 10 Hldgs %
97.9%
Holding
16
New
3
Increased
2
Reduced
6
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Star Bulk Carriers
SBLK
|
+$15.4M |
| 2 |
DYN.PRA
Dynegy Inc.
DYN.PRA
|
+$2.6M |
| 3 |
MPO
MIDSTATES PETE CO INC COM NEW
MPO
|
+$1.64M |
| 4 |
I
INTELSAT S. A.
I
|
+$1.46M |
| 5 |
AOI
Alliance One International
AOI
|
+$1.24M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DYN
Dynegy, Inc.
DYN
|
+$28.7M |
| 2 |
Ally Financial
ALLY
|
+$11.6M |
| 3 |
Globalstar
GSAT
|
+$3.28M |
| 4 |
HRG
HRG Group, Inc.
HRG
|
+$1.89M |
| 5 |
AMBC.WS
Ambac Financial Group
AMBC.WS
|
+$944K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Industrials | 32.58% |
| 2 | Financials | 21.51% |
| 3 | Communication Services | 17.49% |
| 4 | Energy | 0.68% |
| 5 | Consumer Staples | 0.67% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Ally Financial
ALLY
$13.2B
| $39M | 21.51% |
1,859,730
-550,800
| -23% | -$11.6M |
|
|
DYN.PRA
2
DELISTED
Dynegy Inc.
DYN.PRA
| $35.5M | 19.56% |
325,000
+25,000
| +8% | +$2.6M |
|
|
3
Globalstar
GSAT
$10.3B
| $31.7M | 17.49% |
635,284
-79,409
| -11% | -$3.28M |
|
4
Enpro
NPO
$6.61B
| $24.3M | 13.38% |
367,919
| – | – |
|
|
5
Star Bulk Carriers
SBLK
$3.25B
| $17.7M | 9.77% |
976,252
+724,306
| +287% | +$15.4M |
|
|
HRG
6
DELISTED
HRG Group, Inc.
HRG
| $8.66M | 4.77% |
693,991
-150,000
| -18% | -$1.89M |
|
7
INNOVATE Corp
VATE
$111M
| $8.46M | 4.66% |
77,262
-6,108
| -7% | -$517K |
|
|
AMBC.WS
8
DELISTED
Ambac Financial Group
AMBC.WS
| $2.78M | 1.53% |
206,653
-66,682
| -24% | -$944K |
|
|
MPO
9
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
| $1.23M | 0.68% |
+144,902
| New | +$1.64M |
|
|
I
10
DELISTED
INTELSAT S. A.
I
| $1.22M | 0.67% |
+101,779
| New | +$1.46M |
|
|
AOI
11
DELISTED
Alliance One International
AOI
| $1.22M | 0.67% |
+110,660
| New | +$1.24M |
|
12
PUT
iShares Russell 2000 ETF
IWM
$80.2B
| $144K | 0.08% |
16,000
-884,000
| -98% | -$107M |
|
13
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
| – | – |
-1,000,000
| Closed | -$206M |
|
|
DYN
14
DELISTED
Dynegy, Inc.
DYN
| – | – |
-946,592
| Closed | -$28.7M |
|
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Caspian Capital's Q1 2015 Portfolio in Review
As of Q1 2015, Caspian Capital held 16 positions worth $181M, down 64% from $508M the previous quarter. Its ten largest holdings account for 98% of the portfolio.
Caspian Capital withdrew a net $337M in Q1 2015, closing 2 positions and reducing 6 holdings. Its most notable exit was Dynegy, Inc., an estimated $28.7M position sold in full.
By sector, the portfolio is most concentrated in Industrials at 33% of assets, up from 9.9% a quarter earlier, followed by Financials and Communication Services.
Against the trend, Caspian Capital opened a new position in MIDSTATES PETE CO INC COM NEW worth $1.23M.
- Caspian Capital's largest Q1 2015 buy was MIDSTATES PETE CO INC COM NEW: 144,902 shares worth $1.23M.
- Caspian Capital added most to Star Bulk Carriers in Q1 2015, an estimated $15.4M increase.
- Caspian Capital's biggest Q1 2015 reduction was Ally Financial, cutting an estimated $11.6M.
- Caspian Capital fully exited Dynegy, Inc. in Q1 2015, selling an estimated $28.7M.
- Caspian Capital's ten largest holdings make up 98% of its $181M portfolio in Q1 2015.
- Caspian Capital opened 3 new positions and closed 2 in Q1 2015.
- Caspian Capital's portfolio value fell 64% quarter-over-quarter to $181M.
Based on Caspian Capital's 13F filing for Q1 2015, filed 12 May 2015.