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Caspian Capital Portfolio holdings

AUM $176M
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$138M
AUM Growth
-$719M
Cap. Flow
+$472M
Cap. Flow %
343.38%
Top 10 Hldgs %
99.87%
Holding
13
New
2
Increased
2
Reduced
3
Closed
2

Top Buys

Rank Stock Value
1
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$480M
2
FTAI icon
FTAI Aviation
FTAI
+$12.2M
3
THC icon
Tenet Healthcare
THC
+$6.78M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
+$144K

Top Sells

Rank Stock Value
1
SBLK icon
Star Bulk Carriers
SBLK
+$13.2M
2
HCC icon
Warrior Met Coal
HCC
+$6.89M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.47M

Sector Composition

Rank Sector Weight
1 Materials 32.53%
2 Industrials 25.11%
3 Miscellaneous 13.71%
4 Healthcare 11.05%
5 Communication Services 9.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCC icon
1
Warrior Met Coal
HCC
$5.52B
$44.7M 32.53%
1,897,933
-300,000
-14% -$6.89M
SBLK icon
2
Star Bulk Carriers
SBLK
$3.62B
$18.4M 13.41%
1,900,000
-1,267,787
-40% -$13.2M
BKLN icon
3
Invesco Senior Loan ETF
BKLN
$6.73B
$16.2M 11.79%
700,000
-150,000
-18% -$3.47M
THC icon
4
Tenet Healthcare
THC
$21.3B
$15.2M 11.05%
925,000
+400,000
+76% +$6.78M
FTAI icon
5
FTAI Aviation
FTAI
$20.2B
$12.8M 9.32%
+831,650
New +$12.2M
GSAT icon
6
Globalstar
GSAT
$10.7B
$12.5M 9.08%
510,932
– –
ORIG
7
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$7.82M 5.68%
+328,765
New +$480M
DYN
8
DELISTED
Dynegy, Inc.
DYN
$3.92M 2.85%
400,000
– –
HOS
9
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$3.27M 2.38%
808,800
+50,000
+7% +$144K
DYN.WS.A
10
DELISTED
Dynegy Inc.
DYN.WS.A
$181K 0.13%
752,885
– –
SPY icon
11
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$815B
– –
-3,000,000
Closed -$725M
SGI
12
PUT
Somnigroup International
SGI
$14.7B
– –
-530,800
Closed -$7.08M

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Caspian Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Caspian Capital held 13 positions worth $138M, down 84% from $856M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Caspian Capital deployed $472M of net new capital in Q3 2017, opening 2 new positions and adding to 2 existing holdings. Its largest new stake was Ocean Rig UDW Inc. Class A Common Shares: 328,765 shares worth $7.82M.

By sector, the portfolio is most concentrated in Materials at 33% of assets, up from 4.4% a quarter earlier, followed by Industrials and Miscellaneous.

On the sell side, the largest reduction was Star Bulk Carriers, an estimated $13.2M trimmed.

  • Caspian Capital's largest Q3 2017 buy was Ocean Rig UDW Inc. Class A Common Shares: 328,765 shares worth $7.82M.
  • Caspian Capital added most to Tenet Healthcare in Q3 2017, an estimated $6.78M increase.
  • Caspian Capital's biggest Q3 2017 reduction was Star Bulk Carriers, cutting an estimated $13.2M.
  • Caspian Capital's ten largest holdings make up 100% of its $138M portfolio in Q3 2017.
  • Caspian Capital opened 2 new positions and closed 2 in Q3 2017.
  • Caspian Capital's portfolio value fell 84% quarter-over-quarter to $138M.

Based on Caspian Capital's 13F filing for Q3 2017, filed 14 Nov 2017.