Caspian Capital’s Invesco Senior Loan ETF BKLN Stock Holding History

Caspian Capital’s Portfolio BKLN Stock Details BKLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-700,000	Closed	-$16.2M	–	8
2017 Q3	$16.2M	Sell	700,000 -150,000	-18%	-$3.47M	11.79%	3
2017 Q2	$19.7M	Buy	+850,000	New	+$19.8M	2.3%	4

Other funds holding BKLN

Aozora Bank Tokyo, Japan $199M AUM 0.15% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Mitsubishi UFJ Trust & Banking Tokyo, Japan $45.7B AUM 34.08% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $34.9B AUM 72.7% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

MFM

MD Financial Management Ottawa, Ontario, Canada $4.15B AUM 11.74% 1-Year Est. Return

Caspian Capital's BKLN Position: Q4 2017 in Review

Caspian Capital sold out of Invesco Senior Loan ETF (BKLN) in Q4 2017, closing a stake of 700,000 shares — an estimated $16.2M sold.

Caspian Capital first reported a position in BKLN in Q2 2017 and held it in 2 quarters. The position peaked at $19.7M in Q2 2017. 398 funds tracked by Wall St. Rank hold BKLN as of Q4 2017.

Caspian Capital reported no remaining Invesco Senior Loan ETF position as of Q4 2017 after selling out during the quarter.
Caspian Capital sold 700,000 Invesco Senior Loan ETF shares in Q4 2017, an estimated $16.2M.
Caspian Capital first reported a position in Invesco Senior Loan ETF in Q2 2017 and held it in 2 quarters.
Caspian Capital's Invesco Senior Loan ETF position peaked at $19.7M in Q2 2017.
398 funds tracked by Wall St. Rank held Invesco Senior Loan ETF as of Q4 2017.

Based on Caspian Capital's 13F filing for Q4 2017, filed 14 Feb 2018.