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Caspian Capital Portfolio holdings

AUM $103M
This Fund
S&P 500
This Quarter Est. Return
+13.14%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$657M
AUM Growth
+$255M
Cap. Flow
+$238M
Cap. Flow %
36.26%
Top 10 Hldgs %
100%
Holding
12
New
2
Increased
3
Reduced
3
Closed
2

Top Buys

Rank Stock Value
1
IJNK
SPDR BARCLAYS INTERNATIONAL HIGH YIELD BOND ETF
IJNK
+$6.36M
2
SBLK icon
Star Bulk Carriers
SBLK
+$2.83M

Top Sells

Rank Stock Value
1
OSG
Overseas Shipholding Group Inc.
OSG
+$4.21M
2
CSTM icon
Constellium
CSTM
+$1.32M
3
GSAT icon
Globalstar
GSAT
+$510K

Sector Composition

Rank Sector Weight
1 Industrials 5.1%
2 Communication Services 2.31%
3 Materials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$348M 53.04%
1,610,000
+1,010,000
+168% +$218M
IWM icon
2
PUT
iShares Russell 2000 ETF
IWM
$82.2B
$183M 27.91%
+1,475,000
New +$179M
DOC icon
3
PUT
Healthpeak Properties
DOC
$15.5B
$38M 5.78%
1,098,000
– –
IJNK
4
DELISTED
SPDR BARCLAYS INTERNATIONAL HIGH YIELD BOND ETF
IJNK
$17.4M 2.66%
475,000
+275,000
+138% +$6.36M
OSG
5
DELISTED
Overseas Shipholding Group Inc.
OSG
$16.8M 2.55%
1,586,585
-367,757
-19% -$4.21M
SBLK icon
6
Star Bulk Carriers
SBLK
$2.78B
$16.7M 2.55%
3,683,104
+671,868
+22% +$2.83M
GSAT icon
7
Globalstar
GSAT
$10.2B
$15.2M 2.31%
837,162
-27,072
-3% -$510K
HYG icon
8
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$10M 1.53%
+115,000
New +$9.89M
NSM
9
PUT
DELISTED
Nationstar Mortgage Holdings
NSM
$9.2M 1.4%
621,400
-3,400
-0.5% -$48.4K
CSTM icon
10
Constellium
CSTM
$3.83B
– –
-281,530
Closed -$1.32M
OEF icon
11
PUT
iShares S&P 100 ETF
OEF
$20.1B
– –
-1,485,000
Closed -$171M

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Caspian Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Caspian Capital held 12 positions worth $657M, up 64% from $401M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Caspian Capital deployed $238M of net new capital in Q3 2016, opening 2 new positions and adding to 3 existing holdings.

By sector, the portfolio is most concentrated in Industrials at 5.1% of assets, down from 7.6% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was Overseas Shipholding Group Inc., an estimated $4.21M trimmed.

  • Caspian Capital added most to SPDR BARCLAYS INTERNATIONAL HIGH YIELD BOND ETF in Q3 2016, an estimated $6.36M increase.
  • Caspian Capital's biggest Q3 2016 reduction was Overseas Shipholding Group Inc., cutting an estimated $4.21M.
  • Caspian Capital fully exited Constellium in Q3 2016, selling an estimated $1.32M.
  • Caspian Capital's ten largest holdings make up 100% of its $657M portfolio in Q3 2016.
  • Caspian Capital opened 2 new positions and closed 2 in Q3 2016.
  • Caspian Capital's portfolio value rose 64% quarter-over-quarter to $657M.

Based on Caspian Capital's 13F filing for Q3 2016, filed 14 Nov 2016.