CC

Caspian Capital Portfolio holdings

AUM $151M
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$161M
AUM Growth
-$20.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
20
New
Increased
Reduced
Closed

Top Buys

1
+$34.4M
2
+$7.33M
3
+$6.17M
4
I
INTELSAT S. A.
I
+$3.47M
5
CCLP
CSI Compressco LP
CCLP
+$1.28M

Top Sells

1
+$39M
2
+$8.66M
3
+$1.22M
4
AMBC.WS
Ambac Financial Group
AMBC.WS
+$939K

Sector Composition

1 Industrials 48.71%
2 Communication Services 15.61%
3 Energy 1.39%
4 Consumer Staples 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$43.8M 27.19%
2,977,874
+2,001,622
2
$32.3M 20.07%
325,000
3
$27.7M 17.22%
484,347
+116,428
4
$25.1M 15.61%
793,951
+158,667
5
$6.92M 4.3%
77,262
6
$4.06M 2.52%
409,579
+307,800
7
$2.23M 1.39%
240,342
+95,440
8
$1.14M 0.71%
+63,993
9
$995K 0.62%
130,888
-75,765
10
– –
-1,859,730
11
– –
0
12
– –
0
13
– –
0
14
– –
0
15
– –
0
16
– –
-110,660
17
– –
-693,991