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Caspian Capital Portfolio holdings

AUM $103M
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$79.3M
AUM Growth
-$138M
Cap. Flow
-$137M
Cap. Flow %
-172.12%
Top 10 Hldgs %
100%
Holding
16
New
2
Increased
–
Reduced
2
Closed
8

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$32.7M
2
CSTM icon
Constellium
CSTM
+$1.62M

Top Sells

Rank Stock Value
1
DYN.PRA
Dynegy Inc.
DYN.PRA
+$16.1M
2
DYN
Dynegy, Inc.
DYN
+$14.7M
3
VATE icon
INNOVATE Corp
VATE
+$5.28M
4
LYB icon
LyondellBasell Industries
LYB
+$3.55M
5
MPO
MIDSTATES PETE CO INC COM NEW
MPO
+$384K

Sector Composition

Rank Sector Weight
1 Communication Services 22.07%
2 Industrials 21.16%
3 Materials 1.84%
4 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
1
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$33.7M 42.44%
+412,138
New +$32.7M
GSAT icon
2
Globalstar
GSAT
$10.2B
$17.5M 22.07%
793,951
– –
SBLK icon
3
Star Bulk Carriers
SBLK
$2.78B
$12.5M 15.7%
3,321,708
– –
NSM
4
PUT
DELISTED
Nationstar Mortgage Holdings
NSM
$6.77M 8.54%
684,100
-315,900
-32% -$3.37M
OSG
5
DELISTED
Overseas Shipholding Group Inc.
OSG
$4.33M 5.46%
384,216
– –
CSTM icon
6
Constellium
CSTM
$3.83B
$1.46M 1.84%
+281,530
New +$1.62M
CHK
7
PUT
DELISTED
Chesapeake Energy Corporation
CHK
$1.13M 1.42%
1,367
-8,706
-86% -$6.17M
ECPG icon
8
PUT
Encore Capital Group
ECPG
$1.96B
– –
-192,700
Closed -$5.6M
IWM icon
9
PUT
iShares Russell 2000 ETF
IWM
$82.2B
– –
-1,000,000
Closed -$113M
LYB icon
10
LyondellBasell Industries
LYB
$19.1B
– –
-40,897
Closed -$3.55M
VATE icon
11
INNOVATE Corp
VATE
$123M
– –
-99,762
Closed -$5.28M
RDC
12
PUT
DELISTED
Rowan Companies Plc
RDC
– –
-65,000
Closed -$1.1M
DYN
13
DELISTED
Dynegy, Inc.
DYN
– –
-1,100,000
Closed -$14.7M
DYN.PRA
14
DELISTED
Dynegy Inc.
DYN.PRA
– –
-317,900
Closed -$16.1M
MPO
15
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
– –
-190,138
Closed -$384K

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Caspian Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Caspian Capital held 16 positions worth $79.3M, down 64% from $218M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Caspian Capital withdrew a net $137M in Q1 2016, closing 8 positions and reducing 2 holdings. Its most notable exit was Dynegy Inc., an estimated $16.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 7.9% a quarter earlier, followed by Industrials and Materials.

Against the trend, Caspian Capital opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $33.7M.

  • Caspian Capital's largest Q1 2016 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 412,138 shares worth $33.7M.
  • Caspian Capital fully exited Dynegy Inc. in Q1 2016, selling an estimated $16.1M.
  • Caspian Capital's ten largest holdings make up 100% of its $79.3M portfolio in Q1 2016.
  • Caspian Capital opened 2 new positions and closed 8 in Q1 2016.
  • Caspian Capital's portfolio value fell 64% quarter-over-quarter to $79.3M.

Based on Caspian Capital's 13F filing for Q1 2016, filed 16 May 2016.