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Caspian Capital Portfolio holdings

AUM $103M
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$82.9M
AUM Growth
-$574M
Cap. Flow
-$569M
Cap. Flow %
-686.48%
Top 10 Hldgs %
100%
Holding
12
New
2
Increased
–
Reduced
4
Closed
5

Top Buys

Rank Stock Value
1
INSW icon
International Seaways
INSW
+$8.07M
2
DYN
Dynegy, Inc.
DYN
+$3.94M

Top Sells

Rank Stock Value
1
IJNK
SPDR BARCLAYS INTERNATIONAL HIGH YIELD BOND ETF
IJNK
+$17.4M
2
OSG
Overseas Shipholding Group Inc.
OSG
+$6.4M
3
GSAT icon
Globalstar
GSAT
+$1.04M
4
SBLK icon
Star Bulk Carriers
SBLK
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 25.05%
2 Communication Services 22.03%
3 Energy 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOC icon
1
PUT
Healthpeak Properties
DOC
$15.2B
$29.7M 35.85%
1,000,000
-98,000
-9% -$2.99M
GSAT icon
2
Globalstar
GSAT
$10.3B
$18.3M 22.03%
770,495
-66,667
-8% -$1.04M
SBLK icon
3
Star Bulk Carriers
SBLK
$3.25B
$18.1M 21.78%
3,533,104
-150,000
-4% -$743K
INSW icon
4
International Seaways
INSW
$4.71B
$8.43M 10.17%
+600,731
New +$8.07M
DYN
5
DELISTED
Dynegy, Inc.
DYN
$3.38M 4.08%
+400,000
New +$3.94M
OSG
6
DELISTED
Overseas Shipholding Group Inc.
OSG
$2.71M 3.27%
708,718
-877,867
-55% -$6.4M
HYG icon
7
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-115,000
Closed -$10M
IWM icon
8
PUT
iShares Russell 2000 ETF
IWM
$80.2B
– –
-1,475,000
Closed -$183M
SPY icon
9
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
-1,610,000
Closed -$348M
NSM
10
PUT
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-621,400
Closed -$9.2M
IJNK
11
DELISTED
SPDR BARCLAYS INTERNATIONAL HIGH YIELD BOND ETF
IJNK
– –
-475,000
Closed -$17.4M

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Caspian Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Caspian Capital held 12 positions worth $82.9M, down 87% from $657M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Caspian Capital withdrew a net $569M in Q4 2016, closing 5 positions and reducing 4 holdings. Its most notable exit was SPDR BARCLAYS INTERNATIONAL HIGH YIELD BOND ETF, an estimated $17.4M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, up from 5.1% a quarter earlier, followed by Communication Services and Energy.

Against the trend, Caspian Capital opened a new position in International Seaways worth $8.43M.

  • Caspian Capital's largest Q4 2016 buy was International Seaways: 600,731 shares worth $8.43M.
  • Caspian Capital's biggest Q4 2016 reduction was Overseas Shipholding Group Inc., cutting an estimated $6.4M.
  • Caspian Capital fully exited SPDR BARCLAYS INTERNATIONAL HIGH YIELD BOND ETF in Q4 2016, selling an estimated $17.4M.
  • Caspian Capital's ten largest holdings make up 100% of its $82.9M portfolio in Q4 2016.
  • Caspian Capital opened 2 new positions and closed 5 in Q4 2016.
  • Caspian Capital's portfolio value fell 87% quarter-over-quarter to $82.9M.

Based on Caspian Capital's 13F filing for Q4 2016, filed 14 Feb 2017.