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CC
Caspian Capital Portfolio holdings
AUM
$103M
This Fund
S&P 500
This Quarter
Est. Return
+17.1%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$290M
AUM Growth
+$70.1M
(+32%)
Cap. Flow
+$11.8M
Cap. Flow
% of AUM
4.08%
Top 10 Holdings %
Top 10 Hldgs %
100%
Holding
14
New
2
Increased
3
Reduced
2
Closed
5
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Ally Financial
ALLY
|
+$55M |
| 2 |
Globalstar
GSAT
|
+$32.3M |
| 3 |
HRG
HRG Group, Inc.
HRG
|
+$16.6M |
| 4 |
Dine Brands
DIN
|
+$4.2M |
| 5 |
Enpro
NPO
|
+$4.15M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DYN
Dynegy, Inc.
DYN
|
+$23.4M |
| 2 |
OSG
Octave Specialty Group
OSG
|
+$9.71M |
| 3 |
Iron Mountain
IRM
|
+$5.65M |
| 4 |
Stride
LRN
|
+$4.95M |
| 5 |
DLLR
DFC GLOBAL CORP COM STK (DE)
DLLR
|
+$4.42M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 18.66% |
| 2 | Industrials | 17.08% |
| 3 | Communication Services | 13.83% |
| 4 | Consumer Discretionary | 9.31% |
| 5 | Real Estate | 4.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DYN
1
DELISTED
Dynegy, Inc.
DYN
| $55.4M | 19.1% |
1,593,155
-757,914
| -32% | -$23.4M |
|
|
2
Ally Financial
ALLY
$14B
| $54.2M | 18.66% |
+2,265,530
| New | +$55M |
|
|
3
Globalstar
GSAT
$10.2B
| $40.2M | 13.83% |
+629,893
| New | +$32.3M |
|
|
HRG
4
DELISTED
HRG Group, Inc.
HRG
| $30M | 10.33% |
2,360,648
+1,386,326
| +142% | +$16.6M |
|
|
5
Dine Brands
DIN
$456M
| $27M | 9.31% |
339,923
+53,151
| +19% | +$4.2M |
|
|
6
Enpro
NPO
$6.82B
| $19.6M | 6.75% |
267,919
+57,605
| +27% | +$4.15M |
|
|
7
Iron Mountain
IRM
$36.8B
| $11.9M | 4.08% |
361,716
-208,131
| -37% | -$5.65M |
|
|
AMBC.WS
8
DELISTED
Ambac Financial Group
AMBC.WS
| – | – |
0
| – | – |
|
|
OSG
9
Octave Specialty Group
OSG
$275M
| – | – |
-312,846
| Closed | -$9.71M |
|
|
10
Stride
LRN
$3.71B
| – | – |
-218,373
| Closed | -$4.95M |
|
|
AMBC.WS
11
CALL
DELISTED
Ambac Financial Group
AMBC.WS
| – | – |
-414,708
| Closed | -$8.46M |
|
|
GTIV
12
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
| – | – |
-325,215
| Closed | -$2.97M |
|
|
DLLR
13
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
| – | – |
-500,000
| Closed | -$4.42M |
|
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Caspian Capital's Q2 2014 Portfolio in Review
As of Q2 2014, Caspian Capital held 14 positions worth $290M, up 32% from $220M the previous quarter. Its ten largest holdings account for 100% of the portfolio.
Caspian Capital deployed $11.8M of net new capital in Q2 2014, opening 2 new positions and adding to 3 existing holdings. Its largest new stake was Ally Financial: 2,265,530 shares worth $54.2M.
By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 4.4% a quarter earlier, followed by Industrials and Communication Services.
On the sell side, the largest reduction was Dynegy, Inc., an estimated $23.4M trimmed.
- Caspian Capital's largest Q2 2014 buy was Ally Financial: 2,265,530 shares worth $54.2M.
- Caspian Capital added most to HRG Group, Inc. in Q2 2014, an estimated $16.6M increase.
- Caspian Capital's biggest Q2 2014 reduction was Dynegy, Inc., cutting an estimated $23.4M.
- Caspian Capital fully exited Octave Specialty Group in Q2 2014, selling an estimated $9.71M.
- Caspian Capital's ten largest holdings make up 100% of its $290M portfolio in Q2 2014.
- Caspian Capital opened 2 new positions and closed 5 in Q2 2014.
- Caspian Capital's portfolio value rose 32% quarter-over-quarter to $290M.
Based on Caspian Capital's 13F filing for Q2 2014, filed 11 Aug 2014.