Caspian Capital’s INNOVATE Corp VATE Stock Holding History

Caspian Capital’s Portfolio VATE Stock Details VATE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-99,762	Closed	-$5.28M	–	14
2015 Q4	$5.28M	Buy	99,762 +22,500	+29%	+$1.48M	6.96%	10
2015 Q3	$5.42M	Hold	77,262	–	–	4.24%	12
2015 Q2	$6.92M	Hold	77,262	–	–	4.3%	10
2015 Q1	$8.46M	Sell	77,262 -6,108	-7%	-$517K	4.67%	7
2014 Q4	$7.03M	Buy	+83,370	New	+$6.93M	3.6%	10

Other funds holding VATE

Hudson Bay Capital Management

Hudson Bay Capital Management Stamford, Connecticut $16.6B AUM 30.2% 1-Year Est. Return

Jefferies Group New York $3.42B AUM 6.2% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Raging Capital Management Rocky Hill, New Jersey $18.2M AUM 17.75% 1-Year Est. Return

Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return

Whalerock Point Partners Providence, Rhode Island $518M AUM 25.26% 1-Year Est. Return

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Steel Partners Holdings New York $96.4M AUM

Manulife (Manufacturers Life Insurance)

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

B. Riley Financial Los Angeles, California $456M AUM 896.07% 1-Year Est. Return