Caspian Capital’s Dynegy Inc. DYN.PRA Stock Holding History

Caspian Capital’s Portfolio DYN.PRA Stock Details DYN.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-415,000	Closed	-$41.3M	–	20
2015 Q2	$41.3M	Buy	+415,000	New	+$45.6M	7.74%	4

Other funds holding DYN.PRA

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Caspian Capital's DYN.PRA Position: Q1 2016 in Review

Caspian Capital sold out of Dynegy Inc. (DYN.PRA) in Q1 2016, closing a stake of 317,900 shares — an estimated $16.1M sold.

Caspian Capital first reported a position in DYN.PRA in Q4 2014 and held it in 5 quarters. The position peaked at $35.5M in Q1 2015. 19 funds tracked by Wall St. Rank hold DYN.PRA as of Q1 2016.

Caspian Capital reported no remaining Dynegy Inc. position as of Q1 2016 after selling out during the quarter.
Caspian Capital sold 317,900 Dynegy Inc. shares in Q1 2016, an estimated $16.1M.
Caspian Capital first reported a position in Dynegy Inc. in Q4 2014 and held it in 5 quarters.
Caspian Capital's Dynegy Inc. position peaked at $35.5M in Q1 2015.
19 funds tracked by Wall St. Rank held Dynegy Inc. as of Q1 2016.

Based on Caspian Capital's 13F filing for Q1 2016, filed 16 May 2016.