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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+13.44%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
+$36.9M
Cap. Flow
+$27.3M
Cap. Flow %
17.92%
Top 10 Hldgs %
83%
Holding
32
New
12
Increased
1
Reduced
1
Closed
6

Top Buys

Rank Stock Value
1
MIAX
Miami International Holdings
MIAX
+$24.3M
2
AGI icon
Alamos Gold
AGI
+$2.83M
3
BABA icon
Alibaba
BABA
+$2.62M
4
CCJ icon
Cameco
CCJ
+$2.44M
5
ELVA
Electrovaya
ELVA
+$2.02M

Top Sells

Rank Stock Value
1
KKR icon
KKR & Co
KKR
+$26.6M
2
AVGO icon
Broadcom
AVGO
+$1.87M
3
ANSS
Ansys
ANSS
+$1.68M
4
COST icon
Costco
COST
+$1.48M
5
J icon
Jacobs Solutions
J
+$1.44M

Sector Composition

Rank Sector Weight
1 Financials 52.84%
2 Industrials 10.52%
3 Materials 10.25%
4 Consumer Discretionary 5.16%
5 Technology 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANSS
26
DELISTED
Ansys
ANSS
– –
-4,800
Closed -$1.68M
AVGO icon
27
Broadcom
AVGO
$1.99T
– –
-6,800
Closed -$1.87M
COST icon
28
Costco
COST
$417B
– –
-1,500
Closed -$1.48M
J icon
29
Jacobs Solutions
J
$17.3B
– –
-11,000
Closed -$1.44M
KKR icon
30
KKR & Co
KKR
$99.8B
– –
-200,000
Closed -$26.6M
VRT icon
31
Vertiv
VRT
$108B
– –
-8,700
Closed -$1.12M
1
2

Similar funds

2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return
IGM
Incline Global Management New York $255M AUM 7.23% 1-Year Est. Return
LIA
LifePlan Investment Advisors Raleigh, North Carolina $254M AUM 17.26% 1-Year Est. Return
CIA
Corigliano Investment Advisers Raleigh, North Carolina $256M AUM 54.89% 1-Year Est. Return
TSM
Two Star Manager Miami Beach, Florida $254M AUM 3.61% 1-Year Est. Return

Caldwell Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Investment Management held 32 positions worth $152M, up 32% from $115M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Caldwell Investment Management deployed $27.3M of net new capital in Q3 2025, opening 12 new positions and adding to 1 existing holding. Its largest new stake was Miami International Holdings: 663,810 shares worth $27.1M.

By sector, the portfolio is most concentrated in Financials at 53% of assets, down from 69% a quarter earlier, followed by Industrials and Materials.

On the sell side, the largest reduction was Interactive Brokers, an estimated $208K trimmed.

  • Caldwell Investment Management's largest Q3 2025 buy was Miami International Holdings: 663,810 shares worth $27.1M.
  • Caldwell Investment Management added most to Alamos Gold in Q3 2025, an estimated $2.83M increase.
  • Caldwell Investment Management's biggest Q3 2025 reduction was Interactive Brokers, cutting an estimated $208K.
  • Caldwell Investment Management fully exited KKR & Co in Q3 2025, selling an estimated $26.6M.
  • Caldwell Investment Management's ten largest holdings make up 83% of its $152M portfolio in Q3 2025.
  • Caldwell Investment Management opened 12 new positions and closed 6 in Q3 2025.
  • Caldwell Investment Management's portfolio value rose 32% quarter-over-quarter to $152M.

Based on Caldwell Investment Management's 13F filing for Q3 2025, filed 27 Oct 2025.