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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$103M
AUM Growth
-$29.4M
Cap. Flow
-$32.8M
Cap. Flow %
-31.87%
Top 10 Hldgs %
79.23%
Holding
34
New
5
Increased
2
Reduced
7
Closed
7

Top Buys

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$1.86M
2
J icon
Jacobs Solutions
J
+$1.43M
3
STN icon
Stantec
STN
+$1.39M
4
MCK icon
McKesson
MCK
+$1.05M
5
BABA icon
Alibaba
BABA
+$915K

Top Sells

Rank Stock Value
1
QSR icon
Restaurant Brands International
QSR
+$9.41M
2
GFL icon
GFL Environmental
GFL
+$7.06M
3
GIB icon
CGI
GIB
+$6.72M
4
TAC icon
TransAlta
TAC
+$6.54M
5
CCJ icon
Cameco
CCJ
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 52.99%
2 Industrials 22.93%
3 Energy 9.99%
4 Technology 4.56%
5 Healthcare 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCN
26
DELISTED
Tricon Residential Inc.
TCN
$708K 0.69%
95,740
– –
AQN icon
27
Algonquin Power & Utilities
AQN
$4.48B
$606K 0.59%
102,402
– –
BMI icon
28
Badger Meter
BMI
$3.95B
– –
-10,000
Closed -$1.47M
ENTG icon
29
Entegris
ENTG
$22.8B
– –
-13,800
Closed -$1.5M
GFL icon
30
GFL Environmental
GFL
$14.9B
– –
-185,000
Closed -$7.06M
QSR icon
31
Restaurant Brands International
QSR
$25.6B
– –
-122,300
Closed -$9.41M
SPGI icon
32
S&P Global
SPGI
$120B
– –
-2,880
Closed -$1.14M
TAC icon
33
TransAlta
TAC
$3.95B
– –
-710,000
Closed -$6.54M
TTEK icon
34
Tetra Tech
TTEK
$9.1B
– –
-34,500
Closed -$1.12M
1
2

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2
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WWM
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KAM
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IGM
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LIA
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Caldwell Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Investment Management held 34 positions worth $103M, down 22% from $132M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Caldwell Investment Management withdrew a net $32.8M in Q3 2023, closing 7 positions and reducing 7 holdings. Its most notable exit was Restaurant Brands International, an estimated $9.41M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, up from 41% a quarter earlier, followed by Industrials and Energy.

Against the trend, Caldwell Investment Management opened a new position in ConocoPhillips worth $1.9M.

  • Caldwell Investment Management's largest Q3 2023 buy was ConocoPhillips: 16,000 shares worth $1.9M.
  • Caldwell Investment Management added most to Stantec in Q3 2023, an estimated $1.39M increase.
  • Caldwell Investment Management's biggest Q3 2023 reduction was CGI, cutting an estimated $6.72M.
  • Caldwell Investment Management fully exited Restaurant Brands International in Q3 2023, selling an estimated $9.41M.
  • Caldwell Investment Management's ten largest holdings make up 79% of its $103M portfolio in Q3 2023.
  • Caldwell Investment Management opened 5 new positions and closed 7 in Q3 2023.
  • Caldwell Investment Management's portfolio value fell 22% quarter-over-quarter to $103M.

Based on Caldwell Investment Management's 13F filing for Q3 2023, filed 25 Oct 2023.