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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGD
801
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$7K 0.01%
900
– –
LH icon
802
Labcorp
LH
$25B
$7K 0.01%
84
– –
MCK icon
803
McKesson
MCK
$100B
$7K 0.01%
34
-40
-54% -$8.13K
MGK icon
804
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$7K 0.01%
490
+5
+1% +$80
SAN icon
805
Banco Santander
SAN
$201B
$7K 0.01%
943
-7
-0.7% -$56
SVM
806
Silvercorp Metals
SVM
$2.07B
$7K 0.01%
5,500
– –
MDR
807
DELISTED
McDermott International
MDR
$7K 0.01%
833
-334
-29% -$3.74K
IBLN
808
DELISTED
Direxion iBillionaire Index ETF
IBLN
$7K 0.01%
+300
New +$7.58K
BWLD
809
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$7K 0.01%
40
– –
SALE
810
DELISTED
RetailMeNot, Inc. Series 1
SALE
$7K 0.01%
500
-500
-50% -$7.82K
ADT
811
DELISTED
ADT Corp
ADT
$7K 0.01%
200
-1,300
-87% -$44.7K
DOM
812
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$7K 0.01%
1,375
-1,375
-50% -$9.36K
AVK
813
Advent Convertible and Income Fund
AVK
$547M
$6K ﹤0.01%
429
+7
+2% +$115
CCJ icon
814
Cameco
CCJ
$37.6B
$6K ﹤0.01%
400
– –
DLNG icon
815
Dynagas LNG Partners
DLNG
$132M
$6K ﹤0.01%
408
+8
+2% +$152
GPRO icon
816
GoPro
GPRO
$130M
$6K ﹤0.01%
+100
New +$7.37K
HES
817
DELISTED
Hess
HES
$6K ﹤0.01%
91
– –
IDLV icon
818
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
$6K ﹤0.01%
200
– –
IGA
819
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$6K ﹤0.01%
527
– –
ITT icon
820
ITT
ITT
$17.5B
$6K ﹤0.01%
150
– –
IYY icon
821
iShares Dow Jones US ETF
IYY
$2.95B
$6K ﹤0.01%
130
-210
-62% -$10.6K
MDYG icon
822
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$6K ﹤0.01%
162
+3
+2% +$115
MHK icon
823
Mohawk Industries
MHK
$7.5B
$6K ﹤0.01%
45
– –
TEL icon
824
TE Connectivity
TEL
$59.6B
$6K ﹤0.01%
96
-6,597
-99% -$397K
TTC icon
825
Toro Company
TTC
$8.75B
$6K ﹤0.01%
200
– –
31 32
33
34 35

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.