B. Riley Wealth Management’s State Street SPDR S&P 400 Mid Cap Growth ETF MDYG Stock Holding History

B. Riley Wealth Management’s Portfolio MDYG Stock Details MDYG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-345	Closed	-$14K	–	510
2015 Q2	$14K	Buy	345 +3	+0.9%	+$127	0.01%	675
2015 Q1	$14K	Buy	342 +180	+111%	+$7.34K	0.01%	691
2014 Q4	$6K	Buy	162 +3	+2%	+$115	﹤0.01%	823
2014 Q3	$6K	Buy	159 +9	+6%	+$346	﹤0.01%	879
2014 Q2	$5K	Hold	150	–	–	﹤0.01%	939
2014 Q1	$6K	Buy	+150	New	+$5.6K	﹤0.01%	860

Other funds holding MDYG

NFG

Noven Financial Group Denver, Colorado $123M AUM 5.23% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Krilogy Financial St. Louis, Missouri $3.11B AUM 20.67% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $504M AUM 40.92% 1-Year Est. Return

Chartist Inc Seal Beach, California $139M AUM

B. Riley Wealth Management's MDYG Position: Q3 2015 in Review

B. Riley Wealth Management sold out of State Street SPDR S&P 400 Mid Cap Growth ETF (MDYG) in Q3 2015, closing a stake of 345 shares — an estimated $14K sold.

B. Riley Wealth Management first reported a position in MDYG in Q1 2014 and held it in 6 quarters. The position peaked at $14K in Q2 2015. 54 funds tracked by Wall St. Rank hold MDYG as of Q3 2015.

B. Riley Wealth Management reported no remaining State Street SPDR S&P 400 Mid Cap Growth ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 345 State Street SPDR S&P 400 Mid Cap Growth ETF shares in Q3 2015, an estimated $14K.
B. Riley Wealth Management first reported a position in State Street SPDR S&P 400 Mid Cap Growth ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's State Street SPDR S&P 400 Mid Cap Growth ETF position peaked at $14K in Q2 2015.
54 funds tracked by Wall St. Rank held State Street SPDR S&P 400 Mid Cap Growth ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.