B. Riley Wealth Management’s iShares Dow Jones US ETF IYY Stock Holding History

B. Riley Wealth Management’s Portfolio IYY Stock Details IYY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-130	Closed	-$6K	–	475
2015 Q2	$6K	Hold	130	–	–	﹤0.01%	831
2015 Q1	$6K	Hold	130	–	–	﹤0.01%	830
2014 Q4	$6K	Sell	130 -210	-62%	-$10.6K	﹤0.01%	822
2014 Q3	$16K	Hold	340	–	–	0.01%	667
2014 Q2	$16K	Hold	340	–	–	0.01%	715
2014 Q1	$16K	Buy	+340	New	+$15.8K	0.01%	670

Other funds holding IYY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LWA

Lowe Wealth Advisors Columbia, Maryland $274M AUM 14.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAC

Asset Advisors Corp Augusta, Georgia $575M AUM 14.42% 1-Year Est. Return

B. Riley Wealth Management's IYY Position: Q3 2015 in Review

B. Riley Wealth Management sold out of iShares Dow Jones US ETF (IYY) in Q3 2015, closing a stake of 130 shares — an estimated $6K sold.

B. Riley Wealth Management first reported a position in IYY in Q1 2014 and held it in 6 quarters. The position peaked at $16K in Q3 2014. 98 funds tracked by Wall St. Rank hold IYY as of Q3 2015.

B. Riley Wealth Management reported no remaining iShares Dow Jones US ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 130 iShares Dow Jones US ETF shares in Q3 2015, an estimated $6K.
B. Riley Wealth Management first reported a position in iShares Dow Jones US ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's iShares Dow Jones US ETF position peaked at $16K in Q3 2014.
98 funds tracked by Wall St. Rank held iShares Dow Jones US ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.