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iShares Dow Jones US ETF

96 hedge funds and large institutions have $239M invested in iShares Dow Jones US ETF in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 30 increasing their positions, 26 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

15% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 26

8% more capital invested

Capital invested by funds: $221M → $239M (+$18.2M)

4% more funds holding

Funds holding: 9296 (+4)

3.39% more ownership

Funds ownership: 47.43%50.81% (+3.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
96
Holders Change
+4
Holders Change %
+4.35%
% of All Funds
2.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
30
Reduced
26
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$36.1M +$1.1M +22,138 +3%
Wells Fargo
2
Wells Fargo
California
$25M -$1.26M -25,200 -5%
BFA
3
Beaumont Financial Advisors
Massachusetts
$21.1M -$3.13M -62,726 -13%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$17.1M +$5.27M +105,610 +44%
SC
5
Savant Capital
Illinois
$15.3M -$188K -3,764 -1%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$14.9M +$15M +301,530 New
U
7
UBS
Switzerland
$14.8M -$170K -3,416 -1%
AssetMark Inc
8
AssetMark Inc
California
$13.2M +$6.36M +127,522 +92%
LPL Financial
9
LPL Financial
California
$9.72M +$75.5K +1,514 +0.8%
Goldman Sachs
10
Goldman Sachs
New York
$7.24M -$11.3K -226 -0.2%
Bank of America
11
Bank of America
North Carolina
$6.26M -$920K -18,440 -13%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$6.06M -$7.22M -144,672 -54%
AAC
13
Asset Advisors Corp
Georgia
$4.84M -$7.88K -158 -0.2%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.98M -$243K -4,864 -7%
RJA
15
Raymond James & Associates
Florida
$2.95M +$348K +6,976 +13%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.84M +$81.6K +1,636 +3%
SG Americas Securities
17
SG Americas Securities
New York
$2.7M +$2.71M +54,400 New
UCFA
18
United Capital Financial Advisors
Texas
$2.56M +$97.2K +1,948 +4%
CA
19
Cetera Advisors
Colorado
$2.44M +$205K +4,116 +9%
SAG
20
Sterne Agee Group
Alabama
$2.08M -$57.3K -1,148 -3%
Creative Planning
21
Creative Planning
Kansas
$1.95M
BIA
22
Biondo Investment Advisors
Pennsylvania
$1.84M +$113K +2,260 +6%
SB
23
Suntrust Banks
Georgia
$1.79M +$209K +4,188 +13%
TNB
24
Thomasville National Bank
Georgia
$1.74M +$4.69K +94 +0.3%
MC
25
Mathes Company
New York
$1.42M

IYY Hedge Fund Activity: Q3 2014 in Review

96 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q3 2014, worth a combined $239M — up 8.3% from $221M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new IYY positions and 6 closed out — a net gain of 4 holders — while 30 added to existing stakes and 26 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $15M. The largest seller was Envestnet Asset Management, cutting an estimated $7.22M.

  • 96 institutional investors held iShares Dow Jones US ETF (IYY) as of Q3 2014, up from 92 in Q2 2014.
  • Funds reported $239M of iShares Dow Jones US ETF stock for Q3 2014, up 8.3% quarter-over-quarter.
  • 10 funds opened new iShares Dow Jones US ETF positions in Q3 2014 and 6 closed out, a net change of +4 holders.
  • The largest iShares Dow Jones US ETF buyer in Q3 2014 was Susquehanna International Group, an estimated $15M added.
  • The largest iShares Dow Jones US ETF seller in Q3 2014 was Envestnet Asset Management, an estimated $7.22M sold.

Based on aggregated 13F filings for Q3 2014.