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iShares Dow Jones US ETF

168 hedge funds and large institutions have $336M invested in iShares Dow Jones US ETF in 2020 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 35 increasing their positions, 56 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 9

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

18% more capital invested

Capital invested by funds: $285M → $336M (+$51M)

9% more funds holding

Funds holding: 154168 (+14)

21.18% less ownership

Funds ownership: 44.49%23.31% (-21%)

38% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 56

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $472K

Holders
168
Holders Change
+14
Holders Change %
+9.09%
% of All Funds
2.97%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
24
Increased
35
Reduced
56
Closed
9
Calls
Puts
$472K
Net Calls
-$472K
Net Calls Change
-$472K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.2M +$342K +3,851 +1%
LPL Financial
2
LPL Financial
California
$25.2M -$67.3K -757 -0.3%
Bank of America
3
Bank of America
North Carolina
$23.8M -$980K -11,020 -4%
TA
4
Townsend & Associates
Colorado
$22.2M +$581K +6,529 +3%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$20.6M +$557K +6,263 +3%
SC
6
Savant Capital
Illinois
$18.3M -$830K -9,333 -5%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$15.8M +$6.83M +76,847 +85%
UBS Group
8
UBS Group
Switzerland
$12.9M -$1.67M -18,789 -12%
Wells Fargo
9
Wells Fargo
California
$8.39M +$759K +8,535 +11%
Osaic Holdings
10
Osaic Holdings
Arizona
$6.72M -$349K -3,921 -5%
CAPTRUST Financial Advisors
11
CAPTRUST Financial Advisors
North Carolina
$6.28M -$57.7K -649 -1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$5.4M -$306K -3,443 -6%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$5.03M +$210K +2,363 +5%
LWA
14
Lowe Wealth Advisors
Maryland
$4.29M -$104K -1,168 -3%
Citadel Advisors
15
Citadel Advisors
Florida
$4.14M +$3.91M +43,941 New
CA
16
Cetera Advisors
Colorado
$4.06M +$103K +1,160 +3%
Stifel Financial
17
Stifel Financial
Missouri
$4.03M -$94K -1,057 -2%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$3.58M -$6.2M -69,732 -65%
Creative Planning
19
Creative Planning
Kansas
$3.47M -$1.33K -15 -0%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$3.47M +$786K +8,843 +32%
KAS
21
Kestra Advisory Services
Texas
$3.25M +$3.06M +34,422 +21,514%
SIAP
22
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$3.08M -$1.21M -13,595 -30%
IWA
23
IBEX Wealth Advisors
New Jersey
$2.91M +$137K +1,544 +5%
RJA
24
Raymond James & Associates
Florida
$2.81M -$222K -2,497 -8%
AL
25
Aspiriant LLC
California
$2.81M -$260K -2,922 -9%

IYY Hedge Fund Activity: Q4 2020 in Review

168 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2020, worth a combined $336M — up 18% from $285M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new IYY positions and 9 closed out — a net gain of 15 holders — while 35 added to existing stakes and 56 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $6.83M. The largest seller was Susquehanna International Group, cutting an estimated $6.2M.

  • 168 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2020, up from 154 in Q3 2020.
  • Funds reported $336M of iShares Dow Jones US ETF stock for Q4 2020, up 18% quarter-over-quarter.
  • 24 funds opened new iShares Dow Jones US ETF positions in Q4 2020 and 9 closed out, a net change of +15 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2020 was Commonwealth Equity Services, an estimated $6.83M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2020 was Susquehanna International Group, an estimated $6.2M sold.

Based on aggregated 13F filings for Q4 2020.