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iShares Dow Jones US ETF

186 hedge funds and large institutions have $364M invested in iShares Dow Jones US ETF in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 55 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 7

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

2% more funds holding

Funds holding: 182186 (+4)

0.59% less ownership

Funds ownership: 22.36%21.77% (-0.59%)

3% less capital invested

Capital invested by funds: $374M → $364M (-$9.98M)

27% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 55

Holders
186
Holders Change
+4
Holders Change %
+2.2%
% of All Funds
3.26%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
15
Increased
40
Reduced
55
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.6M +$3.17M +28,545 +7%
LPL Financial
2
LPL Financial
California
$33.1M +$2.2M +19,796 +7%
Bank of America
3
Bank of America
North Carolina
$21.9M -$8.76M -78,958 -28%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$20.5M -$139K -1,249 -0.7%
SC
5
Savant Capital
Illinois
$19.6M -$303K -2,732 -1%
UBS Group
6
UBS Group
Switzerland
$15.6M +$421K +3,793 +3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$10.8M +$212K +1,914 +2%
Wells Fargo
8
Wells Fargo
California
$10.4M -$626K -5,646 -6%
Osaic Holdings
9
Osaic Holdings
Arizona
$7.33M -$407K -3,670 -5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$6.62M -$86.2K -777 -1%
CAPTRUST Financial Advisors
11
CAPTRUST Financial Advisors
North Carolina
$6.46M -$315K -2,843 -5%
SIAP
12
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$6.21M +$489K +4,410 +9%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$5.65M +$36.6K +330 +0.6%
PAG
14
Private Advisor Group
New Jersey
$4.78M +$2.12M +19,124 +76%
Stifel Financial
15
Stifel Financial
Missouri
$4.68M -$42.5K -383 -0.9%
LWA
16
Lowe Wealth Advisors
Maryland
$4.62M -$286K -2,574 -6%
CA
17
Cetera Advisors
Colorado
$4.55M -$126K -1,132 -3%
Creative Planning
18
Creative Planning
Kansas
$4.3M +$278K +2,508 +7%
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$3.86M -$41K -370 -1%
RJA
20
Raymond James & Associates
Florida
$3.85M +$338K +3,046 +9%
IWA
21
IBEX Wealth Advisors
New Jersey
$3.79M +$79.4K +716 +2%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$3.35M -$260K -2,344 -7%
AL
23
Aspiriant LLC
California
$3.21M
MFG
24
Merit Financial Group
Georgia
$3.07M
WS
25
Wedbush Securities
California
$3.05M +$140K +1,258 +5%

IYY Hedge Fund Activity: Q3 2021 in Review

186 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q3 2021, worth a combined $364M — down 2.7% from $374M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new IYY positions and 7 closed out — a net gain of 8 holders — while 40 added to existing stakes and 55 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.17M. The largest seller was Bank of America, cutting an estimated $8.76M.

  • 186 institutional investors held iShares Dow Jones US ETF (IYY) as of Q3 2021, up from 182 in Q2 2021.
  • Funds reported $364M of iShares Dow Jones US ETF stock for Q3 2021, down 2.7% quarter-over-quarter.
  • 15 funds opened new iShares Dow Jones US ETF positions in Q3 2021 and 7 closed out, a net change of +8 holders.
  • The largest iShares Dow Jones US ETF buyer in Q3 2021 was Morgan Stanley, an estimated $3.17M added.
  • The largest iShares Dow Jones US ETF seller in Q3 2021 was Bank of America, an estimated $8.76M sold.

Based on aggregated 13F filings for Q3 2021.