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iShares Dow Jones US ETF

65 hedge funds and large institutions have $152M invested in iShares Dow Jones US ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 17

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $154M → $152M (-$1.39M)

2.92% less ownership

Funds ownership: 43.09%40.17% (-2.9%)

10% less funds holding

Funds holding: 7265 (-7)

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

Holders
65
Holders Change
-7
Holders Change %
-9.72%
% of All Funds
2.11%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
20
Reduced
17
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.3M +$3.58M +84,508 +13%
Wells Fargo
2
Wells Fargo
California
$21M -$4.61M -108,804 -18%
SC
3
Savant Capital
Illinois
$13.6M -$57.4K -1,356 -0.4%
U
4
UBS
Switzerland
$12.3M +$1.98M +46,654 +19%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$9.95M +$362K +8,550 +4%
Bank of America
6
Bank of America
North Carolina
$9.6M +$1.39M +32,820 +17%
LPL Financial
7
LPL Financial
California
$8.32M +$1.41M +33,258 +21%
Goldman Sachs
8
Goldman Sachs
New York
$6.25M +$6.21M +146,718 New
AAC
9
Asset Advisors Corp
Georgia
$4.36M
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$3.37M +$365K +8,610 +12%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.6M +$149K +3,526 +6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.59M +$371K +8,766 +17%
JP Morgan Chase
13
JP Morgan Chase
New York
$2.55M -$452K -10,670 -15%
RJA
14
Raymond James & Associates
Florida
$2.12M +$537K +12,690 +34%
UCFA
15
United Capital Financial Advisors
Texas
$2.03M +$285K +6,722 +16%
Creative Planning
16
Creative Planning
Kansas
$1.73M
SAG
17
Sterne Agee Group
Alabama
$1.7M -$68.9K -1,628 -4%
WG
18
Winchester Group
New York
$1.41M
Principal Financial Group
19
Principal Financial Group
Iowa
$1.29M -$119K -2,800 -8%
HighTower Advisors
20
HighTower Advisors
Illinois
$1.22M
BIA
21
Biondo Investment Advisors
Pennsylvania
$1.03M +$280K +6,620 +38%
PI
22
Placemark Investments
Illinois
$912K +$227K +5,362 +33%
TCT
23
TIAA CREF Trust
Missouri
$887K
TNB
24
Thomasville National Bank
Georgia
$870K +$169 +4 +0%
WA
25
WESPAC Advisors
California
$860K -$48.3K -1,140 -5%

IYY Hedge Fund Activity: Q3 2013 in Review

65 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q3 2013, worth a combined $152M — down 0.91% from $154M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of IYY and 4 opened new positions — a net loss of 7 holders — while 17 trimmed existing stakes and 20 added.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $6.21M. The largest seller was Beaumont Financial Advisors, exiting entirely with an estimated $7.72M sold.

  • 65 institutional investors held iShares Dow Jones US ETF (IYY) as of Q3 2013, down from 72 in Q2 2013.
  • Funds reported $152M of iShares Dow Jones US ETF stock for Q3 2013, down 0.91% quarter-over-quarter.
  • 4 funds opened new iShares Dow Jones US ETF positions in Q3 2013 and 11 closed out, a net change of -7 holders.
  • The largest iShares Dow Jones US ETF buyer in Q3 2013 was Goldman Sachs, an estimated $6.21M added.
  • The largest iShares Dow Jones US ETF seller in Q3 2013 was Beaumont Financial Advisors, an estimated $7.72M sold.

Based on aggregated 13F filings for Q3 2013.