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iShares Dow Jones US ETF

147 hedge funds and large institutions have $234M invested in iShares Dow Jones US ETF in 2020 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 33 increasing their positions, 50 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.86% less ownership

Funds ownership: 50.45%46.58% (-3.9%)

8% less funds holding

Funds holding: 160147 (-13)

28% less capital invested

Capital invested by funds: $324M → $234M (-$89.6M)

34% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 50

38% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 26

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
147
Holders Change
-13
Holders Change %
-8.13%
% of All Funds
3.24%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
33
Reduced
50
Closed
26
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.6M +$3.43M +45,452 +11%
CS
2
Credit Suisse
Switzerland
$25.2M +$5.02M +66,458 +20%
Bank of America
3
Bank of America
North Carolina
$17.4M -$4.01M -53,120 -16%
LPL Financial
4
LPL Financial
California
$17.2M +$825K +10,926 +4%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$14M -$1.11M -14,760 -6%
SC
6
Savant Capital
Illinois
$13.3M -$1.01M -13,410 -6%
UBS Group
7
UBS Group
Switzerland
$11.6M -$906K -12,006 -6%
Wells Fargo
8
Wells Fargo
California
$5.71M -$3.03M -40,184 -31%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.96M +$226K +2,996 +4%
Osaic Holdings
10
Osaic Holdings
Arizona
$4.69M +$6.8M +90,072 New
LWA
11
Lowe Wealth Advisors
Maryland
$4.4M -$443K -5,868 -8%
CAPTRUST Financial Advisors
12
CAPTRUST Financial Advisors
North Carolina
$3.95M +$29.3K +388 +0.6%
CA
13
Cetera Advisors
Colorado
$3.57M +$1.16M +15,418 +37%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$3.38M -$2.29M -30,370 -36%
HighTower Advisors
15
HighTower Advisors
Illinois
$3.31M +$3.02M +39,970 +341%
Stifel Financial
16
Stifel Financial
Missouri
$3.05M -$92.7K -1,228 -2%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$2.57M -$5.71M -75,664 -65%
FHC
18
First Heartland Consultants
Missouri
$2.41M -$325K -4,306 -10%
Creative Planning
19
Creative Planning
Kansas
$2.4M -$18.6K -246 -0.6%
AL
20
Aspiriant LLC
California
$2.38M
RJA
21
Raymond James & Associates
Florida
$2.12M -$475K -6,290 -16%
TW
22
TrinityPoint Wealth
Connecticut
$2M -$19.8K -262 -0.8%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$1.97M -$574K -7,602 -20%
EWA
24
EP Wealth Advisors
California
$1.93M +$920K +12,186 +66%
UCFA
25
United Capital Financial Advisors
Texas
$1.83M -$37.3K -494 -2%

IYY Hedge Fund Activity: Q1 2020 in Review

147 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q1 2020, worth a combined $234M — down 28% from $324M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of IYY and 16 opened new positions — a net loss of 10 holders — while 50 trimmed existing stakes and 33 added.

The largest buyer was Credit Suisse, adding an estimated $5.02M. The largest seller was Citadel Advisors, exiting entirely with an estimated $5.9M sold.

  • 147 institutional investors held iShares Dow Jones US ETF (IYY) as of Q1 2020, down from 160 in Q4 2019.
  • Funds reported $234M of iShares Dow Jones US ETF stock for Q1 2020, down 28% quarter-over-quarter.
  • 16 funds opened new iShares Dow Jones US ETF positions in Q1 2020 and 26 closed out, a net change of -10 holders.
  • The largest iShares Dow Jones US ETF buyer in Q1 2020 was Credit Suisse, an estimated $5.02M added.
  • The largest iShares Dow Jones US ETF seller in Q1 2020 was Citadel Advisors, an estimated $5.9M sold.

Based on aggregated 13F filings for Q1 2020.