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iShares Dow Jones US ETF

160 hedge funds and large institutions have $324M invested in iShares Dow Jones US ETF in 2019 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 46 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 6

12% more capital invested

Capital invested by funds: $289M → $324M (+$34.4M)

10% more funds holding

Funds holding: 146160 (+14)

2.01% more ownership

Funds ownership: 48.44%50.45% (+2%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

20% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 46

Holders
160
Holders Change
+14
Holders Change %
+9.59%
% of All Funds
3.15%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
24
Increased
37
Reduced
46
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32.5M +$1.1M +14,374 +4%
CS
2
Credit Suisse
Switzerland
$26.6M +$7.16M +93,642 +39%
Bank of America
3
Bank of America
North Carolina
$26.2M +$3.98M +52,100 +19%
LPL Financial
4
LPL Financial
California
$20.9M -$252K -3,296 -1%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$18.9M -$641K -8,388 -3%
SC
6
Savant Capital
Illinois
$17.9M -$88.4K -1,156 -0.5%
UBS Group
7
UBS Group
Switzerland
$15.6M -$964K -12,608 -6%
Wells Fargo
8
Wells Fargo
California
$10.4M -$234K -3,056 -2%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$9.29M -$525K -6,864 -6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$6.69M +$2.02M +26,370 +46%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$6.04M +$401K +5,246 +7%
LWA
12
Lowe Wealth Advisors
Maryland
$6.04M -$65.1K -852 -1%
Citadel Advisors
13
Citadel Advisors
Florida
$5.9M +$3.05M +39,836 +117%
AG
14
Advisor Group
Arizona
$5.73M -$863K -11,292 -14%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$5.66M -$32.4K -424 -0.6%
CAPTRUST Financial Advisors
16
CAPTRUST Financial Advisors
North Carolina
$5.24M +$852K +11,140 +21%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$4.62M -$288K -3,772 -6%
Stifel Financial
18
Stifel Financial
Missouri
$3.95M -$56.4K -738 -1%
Truist Financial
19
Truist Financial
North Carolina
$3.44M +$3.3M +43,142 New
FHC
20
First Heartland Consultants
Missouri
$3.39M -$84.7K -1,108 -3%
CA
21
Cetera Advisors
Colorado
$3.28M -$343K -4,488 -10%
RJA
22
Raymond James & Associates
Florida
$3.18M +$483K +6,314 +19%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$3.1M +$81.8K +1,070 +3%
Creative Planning
24
Creative Planning
Kansas
$3.05M -$65.1K -852 -2%
AL
25
Aspiriant LLC
California
$3.01M

IYY Hedge Fund Activity: Q4 2019 in Review

160 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2019, worth a combined $324M — up 12% from $289M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new IYY positions and 6 closed out — a net gain of 18 holders — while 37 added to existing stakes and 46 trimmed.

The largest buyer was Credit Suisse, adding an estimated $7.16M. The largest seller was Susquehanna International Group, cutting an estimated $1.63M.

  • 160 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2019, up from 146 in Q3 2019.
  • Funds reported $324M of iShares Dow Jones US ETF stock for Q4 2019, up 12% quarter-over-quarter.
  • 24 funds opened new iShares Dow Jones US ETF positions in Q4 2019 and 6 closed out, a net change of +18 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2019 was Credit Suisse, an estimated $7.16M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2019 was Susquehanna International Group, an estimated $1.63M sold.

Based on aggregated 13F filings for Q4 2019.