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iShares Dow Jones US ETF

107 hedge funds and large institutions have $207M invested in iShares Dow Jones US ETF in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 36 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

10% more capital invested

Capital invested by funds: $189M → $207M (+$18M)

2% more funds holding

Funds holding: 105107 (+2)

0.95% more ownership

Funds ownership: 40.08%41.03% (+0.95%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

25% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 36

Holders
107
Holders Change
+2
Holders Change %
+1.9%
% of All Funds
2.67%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
27
Reduced
36
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.9M +$725K +13,230 +3%
Bank of America
2
Bank of America
North Carolina
$17.9M +$10.3M +187,446 +142%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$16.9M -$3.5K -64 -0%
SC
4
Savant Capital
Illinois
$15.4M -$195K -3,558 -1%
UBS Group
5
UBS Group
Switzerland
$15.3M -$598K -10,916 -4%
Wells Fargo
6
Wells Fargo
California
$12.3M +$502K +9,164 +4%
LPL Financial
7
LPL Financial
California
$11.8M -$159K -2,900 -1%
LWA
8
Lowe Wealth Advisors
Maryland
$6.06M -$80.1K -1,462 -1%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$5.97M +$4.01M +73,210 +219%
AAC
10
Asset Advisors Corp
Georgia
$5.11M
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$4.04M +$817K +14,914 +26%
SG Americas Securities
12
SG Americas Securities
New York
$4.03M +$3.94M +71,936 New
Bank of New York Mellon
13
Bank of New York Mellon
New York
$3.89M +$2M +36,552 +111%
GWA
14
Guidant Wealth Advisors
Illinois
$3.68M -$887K -16,198 -20%
Stifel Financial
15
Stifel Financial
Missouri
$3.37M -$49.8K -910 -1%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$3.23M -$3.79M -69,118 -55%
CA
17
Cetera Advisors
Colorado
$2.8M -$24.2K -442 -0.9%
BIA
18
Biondo Investment Advisors
Pennsylvania
$2.61M -$18.1K -330 -0.7%
FHC
19
First Heartland Consultants
Missouri
$2.31M +$850K +15,530 +60%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$2.23M -$294K -5,360 -12%
Creative Planning
21
Creative Planning
Kansas
$2.15M -$266K -4,862 -11%
CS
22
Credit Suisse
Switzerland
$1.91M -$2.84M -51,790 -60%
SB
23
Suntrust Banks
Georgia
$1.87M -$296K -5,402 -14%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1.74M +$63.4K +1,158 +4%
NC
25
NewSquare Capital
Pennsylvania
$1.45M +$370K +6,762 +35%

IYY Hedge Fund Activity: Q4 2016 in Review

107 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2016, worth a combined $207M — up 9.5% from $189M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new IYY positions and 8 closed out — a net gain of 4 holders — while 27 added to existing stakes and 36 trimmed.

The largest buyer was Bank of America, adding an estimated $10.3M. The largest seller was Envestnet Asset Management, cutting an estimated $3.79M.

  • 107 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2016, up from 105 in Q3 2016.
  • Funds reported $207M of iShares Dow Jones US ETF stock for Q4 2016, up 9.5% quarter-over-quarter.
  • 12 funds opened new iShares Dow Jones US ETF positions in Q4 2016 and 8 closed out, a net change of +4 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2016 was Bank of America, an estimated $10.3M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2016 was Envestnet Asset Management, an estimated $3.79M sold.

Based on aggregated 13F filings for Q4 2016.