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iShares Dow Jones US ETF

104 hedge funds and large institutions have $199M invested in iShares Dow Jones US ETF in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 34 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

2% more funds holding

Funds holding: 102104 (+2)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11.69% less ownership

Funds ownership: 55.08%43.39% (-12%)

29% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 34

30% less capital invested

Capital invested by funds: $285M → $199M (-$85.8M)

Holders
104
Holders Change
+2
Holders Change %
+1.96%
% of All Funds
2.77%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
24
Reduced
34
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$23.5M +$431K +8,878 +2%
Morgan Stanley
2
Morgan Stanley
New York
$21.9M -$9.43M -194,366 -31%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$16.4M -$172K -3,538 -1%
UBS Group
4
UBS Group
Switzerland
$16M +$3.16M +65,154 +26%
SC
5
Savant Capital
Illinois
$14.5M -$250K -5,146 -2%
Wells Fargo
6
Wells Fargo
California
$12.5M -$17.4M -359,482 -59%
Goldman Sachs
7
Goldman Sachs
New York
$10.2M +$9.64M +198,658 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$9.42M +$5.16M +106,404 +137%
Bank of America
9
Bank of America
North Carolina
$6.64M -$2.26M -46,490 -26%
LWA
10
Lowe Wealth Advisors
Maryland
$5.64M -$3.49M -71,846 -39%
AAC
11
Asset Advisors Corp
Georgia
$4.69M -$146K -3,000 -3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$3.45M -$77.1K -1,588 -2%
Stifel Financial
13
Stifel Financial
Missouri
$3.27M -$71.9K -1,482 -2%
CA
14
Cetera Advisors
Colorado
$2.74M +$96.4K +1,986 +4%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.69M +$264K +5,436 +12%
BIA
16
Biondo Investment Advisors
Pennsylvania
$2.35M +$17.5K +360 +0.8%
CS
17
Credit Suisse
Switzerland
$2.25M +$1.89M +38,938 +778%
Creative Planning
18
Creative Planning
Kansas
$2.22M +$3.5K +72 +0.2%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$2.21M -$338K -6,964 -14%
SB
20
Suntrust Banks
Georgia
$1.93M +$90.8K +1,870 +5%
TNB
21
Thomasville National Bank
Georgia
$1.74M -$13.5K -278 -0.8%
Citadel Advisors
22
Citadel Advisors
Florida
$1.53M +$1.45M +29,876 New
TFA
23
Transamerica Financial Advisors
Florida
$1.48M -$319K -6,572 -19%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.46M +$68.8K +1,418 +5%
UCFA
25
United Capital Financial Advisors
Texas
$1.41M -$59.2K -1,220 -4%

IYY Hedge Fund Activity: Q1 2016 in Review

104 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q1 2016, worth a combined $199M — down 30% from $285M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new IYY positions and 10 closed out — a net gain of 2 holders — while 24 added to existing stakes and 34 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $9.64M. The largest seller was AssetMark Inc, exiting entirely with an estimated $74.1M sold.

  • 104 institutional investors held iShares Dow Jones US ETF (IYY) as of Q1 2016, up from 102 in Q4 2015.
  • Funds reported $199M of iShares Dow Jones US ETF stock for Q1 2016, down 30% quarter-over-quarter.
  • 12 funds opened new iShares Dow Jones US ETF positions in Q1 2016 and 10 closed out, a net change of +2 holders.
  • The largest iShares Dow Jones US ETF buyer in Q1 2016 was Goldman Sachs, an estimated $9.64M added.
  • The largest iShares Dow Jones US ETF seller in Q1 2016 was AssetMark Inc, an estimated $74.1M sold.

Based on aggregated 13F filings for Q1 2016.