UBS’s iShares Dow Jones US ETF IYY Stock Holding History

UBS’s Portfolio IYY Stock Details IYY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$14.8M	Sell	299,390 -3,416	-1%	-$170K	0.01%	1149
2014 Q2	$15M	Buy	302,806 +11,452	+4%	+$550K	0.01%	1069
2014 Q1	$13.8M	Sell	291,354 -3,542	-1%	-$165K	0.01%	1024
2013 Q4	$13.8M	Buy	294,896 +6,962	+2%	+$312K	0.01%	1045
2013 Q3	$12.3M	Buy	287,934 +46,654	+19%	+$1.98M	0.01%	979
2013 Q2	$9.73M	Buy	+241,280	New	+$9.79M	0.01%	1057

Other funds holding IYY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS's IYY Position: Q3 2014 in Review

UBS reduced its iShares Dow Jones US ETF (IYY) stake by 1.1% in Q3 2014, selling an estimated $170K and leaving 299,390 shares worth $14.8M. The position accounts for 0.01% of the portfolio, ranked #1149.

UBS first reported a position in IYY in Q2 2013 and has held it in 6 quarters since. The position peaked at $15M in Q2 2014. 96 funds tracked by Wall St. Rank hold IYY as of Q3 2014.

UBS held 299,390 shares of iShares Dow Jones US ETF worth $14.8M as of Q3 2014.
UBS sold 3,416 iShares Dow Jones US ETF shares in Q3 2014, an estimated $170K.
iShares Dow Jones US ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1149 holding.
UBS first reported a position in iShares Dow Jones US ETF in Q2 2013 and has held it in 6 quarters since.
UBS's iShares Dow Jones US ETF position peaked at $15M in Q2 2014.
96 funds tracked by Wall St. Rank held iShares Dow Jones US ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.