B. Riley Wealth Management’s DOMINION RES BLACK WARRIOR TR DOM Stock Holding History

B. Riley Wealth Management’s Portfolio DOM Stock Details DOM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,375	Closed	-$4K	–	988
2015 Q2	$4K	Hold	1,375	–	–	﹤0.01%	901
2015 Q1	$8K	Hold	1,375	–	–	0.01%	797
2014 Q4	$7K	Sell	1,375 -1,375	-50%	-$9.36K	0.01%	813
2014 Q3	$19K	Hold	2,750	–	–	0.01%	624
2014 Q2	$16K	Buy	+2,750	New	+$21.3K	0.01%	724

Other funds holding DOM

RR Advisors Dallas, Texas $360M AUM 28.52% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

GCP

GSA Capital Partners London, United Kingdom $1.61B AUM 28.28% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

CCM

Cohen Capital Management Corte Madera, California $735M AUM 36.88% 1-Year Est. Return

OPTFSNA

Old Point Trust & Financial Services N A Newport News, Virginia $311M AUM 24.14% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

B. Riley Wealth Management's DOM Position: Q3 2015 in Review

B. Riley Wealth Management sold out of DOMINION RES BLACK WARRIOR TR (DOM) in Q3 2015, closing a stake of 1,375 shares — an estimated $4K sold.

B. Riley Wealth Management first reported a position in DOM in Q2 2014 and held it in 5 quarters. The position peaked at $19K in Q3 2014. 19 funds tracked by Wall St. Rank hold DOM as of Q3 2015.

B. Riley Wealth Management reported no remaining DOMINION RES BLACK WARRIOR TR position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 1,375 DOMINION RES BLACK WARRIOR TR shares in Q3 2015, an estimated $4K.
B. Riley Wealth Management first reported a position in DOMINION RES BLACK WARRIOR TR in Q2 2014 and held it in 5 quarters.
B. Riley Wealth Management's DOMINION RES BLACK WARRIOR TR position peaked at $19K in Q3 2014.
19 funds tracked by Wall St. Rank held DOMINION RES BLACK WARRIOR TR as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.