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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
776
Diageo
DEO
$49.5B
$12K 0.01%
101
-199
-66% -$25.1K
DWX icon
777
State Street SPDR S&P International Dividend ETF
DWX
$536M
$12K 0.01%
+250
New +$12.7K
EBAY icon
778
eBay
EBAY
$50.4B
$12K 0.01%
594
+475
+399% +$10.3K
FLRN icon
779
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$12K 0.01%
+397
New +$12.2K
GAIN icon
780
Gladstone Investment Corp
GAIN
$646M
$12K 0.01%
1,688
+24
+1% +$186
IGM icon
781
iShares Expanded Tech Sector ETF
IGM
$10B
$12K 0.01%
810
– –
PIZ icon
782
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$719M
$12K 0.01%
486
– –
QAI icon
783
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$12K 0.01%
+417
New +$12.3K
SOXX icon
784
iShares Semiconductor ETF
SOXX
$41.7B
$12K 0.01%
+450
New +$12.1K
VBR icon
785
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$12K 0.01%
120
– –
ONCT
786
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$12K 0.01%
7
– –
PRCP
787
DELISTED
Perceptron Inc
PRCP
$12K 0.01%
+1,000
New +$11.8K
BITA
788
DELISTED
Bitauto Holdings Limited
BITA
$12K 0.01%
250
-2,779
-92% -$109K
EEP
789
DELISTED
Enbridge Energy Partners
EEP
$12K 0.01%
350
– –
CB
790
DELISTED
CHUBB CORPORATION
CB
$12K 0.01%
132
– –
ACN icon
791
Accenture
ACN
$99.9B
$11K 0.01%
144
-120
-45% -$9.63K
AGNC icon
792
AGNC Investment
AGNC
$12.7B
$11K 0.01%
500
– –
BBDC icon
793
Barings BDC
BBDC
$865M
$11K 0.01%
400
– –
DLR icon
794
Digital Realty Trust
DLR
$71.5B
$11K 0.01%
199
– –
IDV icon
795
iShares International Select Dividend ETF
IDV
$8.46B
$11K 0.01%
+300
New +$12K
IRT icon
796
Independence Realty Trust
IRT
$3.93B
$11K 0.01%
+1,200
New +$10.8K
KWEB icon
797
KraneShares CSI China Internet ETF
KWEB
$5.55B
$11K 0.01%
300
– –
MOO icon
798
VanEck Agribusiness ETF
MOO
$994M
$11K 0.01%
+200
New +$10.9K
NUGT icon
799
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$909M
$11K 0.01%
6
– –
NVO
800
Novo Nordisk
NVO
$228B
$11K 0.01%
500
– –
30 31
32
33 34

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.