B. Riley Wealth Management’s Barings BDC BBDC Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q3
Sell
-400
Closed -$9K 193
2015
Q2
$9K Hold
400
0.01% 751
2015
Q1
$9K Hold
400
0.01% 765
2014
Q4
$8K Hold
400
0.01% 776
2014
Q3
$10K Hold
400
0.01% 760
2014
Q2
$11K Hold
400
0.01% 794
2014
Q1
$10K Buy
+400
New +$10K 0.01% 751