B. Riley Wealth Management’s SPDR Bloomberg Investment Grade Floating Rate ETF FLRN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-16,877	Closed	-$503K	–	649
2021 Q4	$503K	Buy	+16,877	New	+$503K	0.03%	351
2014 Q4	–	Sell	-397	Closed	-$12K	–	1035
2014 Q3	$12K	Hold	397	–	–	0.01%	726
2014 Q2	$12K	Buy	+397	New	+$12K	0.01%	780