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State Street SPDR Bloomberg Investment Grade Floating Rate ETF

38 hedge funds and large institutions have $119M invested in State Street SPDR Bloomberg Investment Grade Floating Rate ETF in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

12% more funds holding

Funds holding: 3438 (+4)

7% more capital invested

Capital invested by funds: $111M → $119M (+$8.08M)

2.25% more ownership

Funds ownership: 28.02%30.26% (+2.2%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.01%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
8
Increased
14
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$49.8M +$2.76M +90,124 +6%
AII
2
AGF Investments Inc
Ontario, Canada
$16.7M -$829K -27,100 -5%
BOTW
3
Bank of the West
California
$11.2M +$1.8M +58,701 +19%
Bank of America
4
Bank of America
North Carolina
$7.68M +$70.6K +2,308 +0.9%
VNB
5
Valley National Bancorp
New York
$4.8M -$84.5K -2,762 -2%
Morgan Stanley
6
Morgan Stanley
New York
$4.52M +$882K +28,812 +24%
NEPWA
7
New England Private Wealth Advisors
Massachusetts
$3.25M +$4.38K +143 +0.1%
AIM
8
Avity Investment Management
Connecticut
$2.01M -$947K -30,950 -32%
AP
9
Advisors Preferred
Maryland
$1.67M +$1.67M +54,700 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.51M -$541K -17,682 -26%
F
11
FolioMetrix
Nebraska
$1.46M +$1.45M +47,502 New
Jane Street
12
Jane Street
New York
$1.33M -$72.7K -2,376 -5%
Ameriprise
13
Ameriprise
Minnesota
$1.21M +$508K +16,593 +72%
IF
14
Ironwood Financial
Arizona
$1.16M +$1.24M +40,672 New
UBS Group
15
UBS Group
Switzerland
$1.03M +$1.03M +33,761 New
AIG
16
American International Group
New York
$936K -$97.6K -3,189 -9%
CT
17
Coastline Trust
Rhode Island
$897K -$9.95K -325 -1%
CC
18
Courier Capital
New York
$838K -$23.5K -767 -3%
SCA
19
Strategic Capital Alternatives
United States
$784K -$125K -4,087 -14%
State Street
20
State Street
Massachusetts
$767K -$134K -4,371 -15%
HFS
21
HL Financial Services
Kentucky
$619K +$61.2K +2,000 +11%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$604K +$29.9K +977 +5%
FIM
23
Freedom Investment Management
Connecticut
$600K +$15.3K +501 +3%
CWM
24
Cabot Wealth Management
Massachusetts
$551K +$234K +7,645 +73%
LPL Financial
25
LPL Financial
California
$474K -$76K -2,485 -14%

FLRN Hedge Fund Activity: Q4 2014 in Review

38 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Investment Grade Floating Rate ETF (FLRN) for Q4 2014, worth a combined $119M — up 7.3% from $111M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FLRN positions and 3 closed out — a net gain of 5 holders — while 14 added to existing stakes and 12 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $2.76M. The largest seller was Avity Investment Management, cutting an estimated $947K.

  • 38 institutional investors held State Street SPDR Bloomberg Investment Grade Floating Rate ETF (FLRN) as of Q4 2014, up from 34 in Q3 2014.
  • Funds reported $119M of State Street SPDR Bloomberg Investment Grade Floating Rate ETF stock for Q4 2014, up 7.3% quarter-over-quarter.
  • 8 funds opened new State Street SPDR Bloomberg Investment Grade Floating Rate ETF positions in Q4 2014 and 3 closed out, a net change of +5 holders.
  • The largest State Street SPDR Bloomberg Investment Grade Floating Rate ETF buyer in Q4 2014 was Raymond James & Associates, an estimated $2.76M added.
  • The largest State Street SPDR Bloomberg Investment Grade Floating Rate ETF seller in Q4 2014 was Avity Investment Management, an estimated $947K sold.

Based on aggregated 13F filings for Q4 2014.