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State Street SPDR Bloomberg Investment Grade Floating Rate ETF

21 hedge funds and large institutions have $103M invested in State Street SPDR Bloomberg Investment Grade Floating Rate ETF in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

500% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 2

436% more capital invested

Capital invested by funds: $19.2M → $103M (+$83.6M)

40% more funds holding

Funds holding: 1521 (+6)

16.63% less ownership

Funds ownership: 47.87%31.23% (-17%)

Holders
21
Holders Change
+6
Holders Change %
+40%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
2
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$38.3M +$34.1M +1,108,283 +811%
AII
2
AGF Investments Inc
Ontario, Canada
$31.8M +$31.9M +1,036,700 New
Bank of America
3
Bank of America
North Carolina
$7.21M +$2.74M +89,157 +61%
Jane Street
4
Jane Street
New York
$4.51M +$4.23M +137,462 +1,490%
U
5
UBS
Switzerland
$4.46M +$3.44M +111,859 +337%
AIG
6
American International Group
New York
$2.67M +$256K +8,317 +11%
LPL Financial
7
LPL Financial
California
$2.5M +$1.82M +59,166 +261%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.33M +$336K +10,929 +17%
Morgan Stanley
9
Morgan Stanley
New York
$2.31M +$1.13M +36,565 +95%
SCG
10
Strategic Capital Group
Washington
$1.4M +$1.4M +45,424 New
CT
11
Coastline Trust
Rhode Island
$1.34M -$70.8K -2,300 -5%
WA
12
WFG Advisors
Texas
$951K +$552K +17,925 +138%
State Street
13
State Street
Massachusetts
$856K +$856K +27,804 New
FIM
14
Freedom Investment Management
Connecticut
$699K +$699K +22,711 New
WRM
15
Westport Resources Management
Connecticut
$438K +$125K +4,050 +40%
SNC
16
Stifel Nicolaus & Co
Missouri
$266K +$44.6K +1,450 +20%
PI
17
Placemark Investments
Illinois
$209K +$208K +6,768 New
KFS
18
KMS Financial Services
Washington
$208K +$208K +6,768 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$97K -$125K -4,050 -56%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$90K +$10.4K +339 +13%
MFS
21
MSI Financial Services
Massachusetts
$64K +$64K +2,080 New
UCFA
22
United Capital Financial Advisors
Texas
-$234K -7,600 Closed

FLRN Hedge Fund Activity: Q3 2013 in Review

21 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Investment Grade Floating Rate ETF (FLRN) for Q3 2013, worth a combined $103M — up 436% from $19.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FLRN positions and 1 closed out — a net gain of 6 holders — while 12 added to existing stakes and 2 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $34.1M. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $234K sold.

  • 21 institutional investors held State Street SPDR Bloomberg Investment Grade Floating Rate ETF (FLRN) as of Q3 2013, up from 15 in Q2 2013.
  • Funds reported $103M of State Street SPDR Bloomberg Investment Grade Floating Rate ETF stock for Q3 2013, up 436% quarter-over-quarter.
  • 7 funds opened new State Street SPDR Bloomberg Investment Grade Floating Rate ETF positions in Q3 2013 and 1 closed out, a net change of +6 holders.
  • The largest State Street SPDR Bloomberg Investment Grade Floating Rate ETF buyer in Q3 2013 was Raymond James & Associates, an estimated $34.1M added.
  • The largest State Street SPDR Bloomberg Investment Grade Floating Rate ETF seller in Q3 2013 was United Capital Financial Advisors, an estimated $234K sold.

Based on aggregated 13F filings for Q3 2013.