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State Street SPDR Bloomberg Investment Grade Floating Rate ETF

56 hedge funds and large institutions have $257M invested in State Street SPDR Bloomberg Investment Grade Floating Rate ETF in 2016 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

22% more funds holding

Funds holding: 4656 (+10)

9% more capital invested

Capital invested by funds: $235M → $257M (+$22.1M)

0.13% more ownership

Funds ownership: 35.1%35.23% (+0.13%)

0% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 15

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
56
Holders Change
+10
Holders Change %
+21.74%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
15
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$85M +$8.55M +279,113 +11%
BlackRock
2
BlackRock
New York
$45.1M
AssetMark Inc
3
AssetMark Inc
California
$22.1M -$11.3M -369,938 -34%
Morgan Stanley
4
Morgan Stanley
New York
$14.3M +$8.21M +268,297 +136%
KeyBank National Association
5
KeyBank National Association
Ohio
$10.7M +$7.16M +233,841 +205%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$10.1M +$9.46M +308,930 +1,541%
BA
7
Boston Advisors
Massachusetts
$9.85M +$9.85M +321,595 New
BAM
8
Baring Asset Management
United Kingdom
$8.99M
Bank of America
9
Bank of America
North Carolina
$8.67M -$8.98M -293,234 -51%
UBS Group
10
UBS Group
Switzerland
$3.75M -$211K -6,903 -5%
LCC
11
Lincoln Capital Corp
Rhode Island
$3.36M +$3.37M +109,969 New
BCM
12
Bluefin Capital Management
New York
$3.26M +$3.26M +106,401 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.56M +$516K +16,864 +25%
FIM
14
Freedom Investment Management
Connecticut
$2.07M -$357K -11,659 -15%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.02M -$437K -14,284 -18%
LPL Financial
16
LPL Financial
California
$1.83M +$866K +28,284 +89%
SBL
17
Sargent Bickham Lagudis
Colorado
$1.64M +$1.64M +53,460 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$1.53M -$81.4K -2,660 -5%
CA
19
Cetera Advisors
Colorado
$1.53M +$1.53M +50,110 New
CWM
20
Cabot Wealth Management
Massachusetts
$1.47M +$616K +20,125 +72%
Ameriprise
21
Ameriprise
Minnesota
$1.4M -$5.57K -182 -0.4%
PAG
22
Private Advisor Group
New Jersey
$1.31M +$1.31M +42,893 New
AP
23
Advisors Preferred
Maryland
$1.14M -$1.29M -42,130 -53%
BOTW
24
Bank of the West
California
$1.09M -$175K -5,700 -14%
TFA
25
Transamerica Financial Advisors
Florida
$1.06M -$103K -3,360 -9%

FLRN Hedge Fund Activity: Q4 2016 in Review

56 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Investment Grade Floating Rate ETF (FLRN) for Q4 2016, worth a combined $257M — up 9.4% from $235M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FLRN positions and 5 closed out — a net gain of 11 holders — while 15 added to existing stakes and 15 trimmed.

The largest buyer was Boston Advisors, opening a new position worth an estimated $9.85M. The largest seller was AssetMark Inc, cutting an estimated $11.3M.

  • 56 institutional investors held State Street SPDR Bloomberg Investment Grade Floating Rate ETF (FLRN) as of Q4 2016, up from 46 in Q3 2016.
  • Funds reported $257M of State Street SPDR Bloomberg Investment Grade Floating Rate ETF stock for Q4 2016, up 9.4% quarter-over-quarter.
  • 16 funds opened new State Street SPDR Bloomberg Investment Grade Floating Rate ETF positions in Q4 2016 and 5 closed out, a net change of +11 holders.
  • The largest State Street SPDR Bloomberg Investment Grade Floating Rate ETF buyer in Q4 2016 was Boston Advisors, an estimated $9.85M added.
  • The largest State Street SPDR Bloomberg Investment Grade Floating Rate ETF seller in Q4 2016 was AssetMark Inc, an estimated $11.3M sold.

Based on aggregated 13F filings for Q4 2016.