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State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN

29 hedge funds and large institutions have $108M invested in State Street SPDR Bloomberg Investment Grade Floating Rate ETF in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 1

38% more funds holding

Funds holding: 21 → 29 (+8)

5% more capital invested

Capital invested by funds: $103M → $108M (+$5.55M)

0.53% less ownership

Funds ownership: 31.23% → 30.7% (-0.53%)

42% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 12

Holders
29
Holders Change
+8
Holders Change %
+38.1%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
7
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$12.8M
2
NEPWA
New England Private Wealth Advisors
Massachusetts
+$2.25M
3
CWM
Cabot Wealth Management
Massachusetts
+$1.87M
4
RJA
Raymond James & Associates
Florida
+$1.53M
5
CC
Courier Capital
New York
+$803K

Top Sellers

1
AII
AGF Investments Inc
Ontario, Canada
-$11M
2
Jane Street
Jane Street
New York
-$4.51M
3
U
UBS
Switzerland
-$1.92M
4
SCG
Strategic Capital Group
Washington
-$1.34M
5
WA
WFG Advisors
Texas
-$387K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$39.7M +$1.53M +49,854 +4%
AII
2
AGF Investments Inc
Ontario, Canada
$20.8M -$11M -359,700 -35%
Bank of America
3
Bank of America
North Carolina
$20M +$12.8M +418,743 +179%
VNB
4
Valley National Bancorp
New York
$4.13M +$4.13M +134,794 New
AIG
5
American International Group
New York
$2.95M +$292K +9,539 +11%
Morgan Stanley
6
Morgan Stanley
New York
$2.77M +$471K +15,381 +21%
U
7
UBS
Switzerland
$2.53M -$1.92M -62,690 -43%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.43M +$104K +3,402 +4%
NEPWA
9
New England Private Wealth Advisors
Massachusetts
$2.25M +$2.25M +73,367 New
LPL Financial
10
LPL Financial
California
$2.21M -$295K -9,636 -12%
CWM
11
Cabot Wealth Management
Massachusetts
$1.87M +$1.87M +61,016 New
CT
12
Coastline Trust
Rhode Island
$1.34M +$6.13K +200 +0.5%
State Street
13
State Street
Massachusetts
$859K +$6.55K +214 +0.8%
CC
14
Courier Capital
New York
$804K +$803K +26,220 New
FIM
15
Freedom Investment Management
Connecticut
$669K -$27.8K -908 -4%
AP
16
Advisors Preferred
Maryland
$582K +$582K +19,000 New
WA
17
WFG Advisors
Texas
$560K -$387K -12,650 -41%
HFS
18
HL Financial Services
Kentucky
$442K +$441K +14,406 New
Axa
19
Axa
France
$399K +$399K +13,010 New
WRM
20
Westport Resources Management
Connecticut
$284K -$153K -5,000 -35%
PI
21
Placemark Investments
Illinois
$208K -$92 -3 -0%
KFS
22
KMS Financial Services
Washington
$207K -$92 -3 -0%
US Bancorp
23
US Bancorp
Minnesota
$77K +$76.7K +2,505 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$71K -$19K -620 -21%
SCG
25
Strategic Capital Group
Washington
$47K -$1.34M -43,888 -97%
1
2

FLRN Hedge Fund Activity: Q4 2013 in Review

29 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Investment Grade Floating Rate ETF (FLRN) for Q4 2013, worth a combined $108M — up 5.4% from $103M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FLRN positions and 1 closed out — a net gain of 9 holders — while 7 added to existing stakes and 12 trimmed.

The largest buyer was Bank of America, adding an estimated $12.8M. The largest seller was AGF Investments Inc, cutting an estimated $11M.

  • 29 institutional investors held State Street SPDR Bloomberg Investment Grade Floating Rate ETF (FLRN) as of Q4 2013, up from 21 in Q3 2013.
  • Funds reported $108M of State Street SPDR Bloomberg Investment Grade Floating Rate ETF stock for Q4 2013, up 5.4% quarter-over-quarter.
  • 10 funds opened new State Street SPDR Bloomberg Investment Grade Floating Rate ETF positions in Q4 2013 and 1 closed out, a net change of +9 holders.
  • The largest State Street SPDR Bloomberg Investment Grade Floating Rate ETF buyer in Q4 2013 was Bank of America, an estimated $12.8M added.
  • The largest State Street SPDR Bloomberg Investment Grade Floating Rate ETF seller in Q4 2013 was AGF Investments Inc, an estimated $11M sold.

Based on aggregated 13F filings for Q4 2013.