B. Riley Wealth Management’s iShares Expanded Tech Sector ETF IGM Stock Holding History

B. Riley Wealth Management’s Portfolio IGM Stock Details IGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-810	Closed	-$13K	–	430
2015 Q2	$13K	Hold	810	–	–	0.01%	689
2015 Q1	$13K	Hold	810	–	–	0.01%	707
2014 Q4	$13K	Hold	810	–	–	0.01%	681
2014 Q3	$13K	Hold	810	–	–	0.01%	711
2014 Q2	$12K	Hold	810	–	–	0.01%	782
2014 Q1	$12K	Buy	+810	New	+$12.2K	0.01%	726

Other funds holding IGM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Axa Paris, France $256M AUM 25.01% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

DWM

Destination Wealth Management Walnut Creek, California $3.85B AUM 13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

B. Riley Wealth Management's IGM Position: Q3 2015 in Review

B. Riley Wealth Management sold out of iShares Expanded Tech Sector ETF (IGM) in Q3 2015, closing a stake of 810 shares — an estimated $13K sold.

B. Riley Wealth Management first reported a position in IGM in Q1 2014 and held it in 6 quarters. The position peaked at $13K in Q2 2015. 84 funds tracked by Wall St. Rank hold IGM as of Q3 2015.

B. Riley Wealth Management reported no remaining iShares Expanded Tech Sector ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 810 iShares Expanded Tech Sector ETF shares in Q3 2015, an estimated $13K.
B. Riley Wealth Management first reported a position in iShares Expanded Tech Sector ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's iShares Expanded Tech Sector ETF position peaked at $13K in Q2 2015.
84 funds tracked by Wall St. Rank held iShares Expanded Tech Sector ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.