B. Riley Wealth Management’s NYLIM Hedge Multi-Strategy Tracker ETF QAI Stock Holding History

B. Riley Wealth Management’s Portfolio QAI Stock Details QAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-417	Closed	-$12K	–	1069
2014 Q3	$12K	Hold	417	–	–	0.01%	730
2014 Q2	$12K	Buy	+417	New	+$12.3K	0.01%	784

Other funds holding QAI

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Spinnaker Trust Portland, Maine $2.06B AUM 24.94% 1-Year Est. Return

Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BWM

Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

B. Riley Wealth Management's QAI Position: Q4 2014 in Review

B. Riley Wealth Management sold out of NYLIM Hedge Multi-Strategy Tracker ETF (QAI) in Q4 2014, closing a stake of 417 shares — an estimated $12K sold.

B. Riley Wealth Management first reported a position in QAI in Q2 2014 and held it in 2 quarters. The position peaked at $12K in Q3 2014. 76 funds tracked by Wall St. Rank hold QAI as of Q4 2014.

B. Riley Wealth Management reported no remaining NYLIM Hedge Multi-Strategy Tracker ETF position as of Q4 2014 after selling out during the quarter.
B. Riley Wealth Management sold 417 NYLIM Hedge Multi-Strategy Tracker ETF shares in Q4 2014, an estimated $12K.
B. Riley Wealth Management first reported a position in NYLIM Hedge Multi-Strategy Tracker ETF in Q2 2014 and held it in 2 quarters.
B. Riley Wealth Management's NYLIM Hedge Multi-Strategy Tracker ETF position peaked at $12K in Q3 2014.
76 funds tracked by Wall St. Rank held NYLIM Hedge Multi-Strategy Tracker ETF as of Q4 2014.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.