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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR icon
676
Digital Realty Trust
DLR
$69.7B
$13K 0.01%
199
– –
EAD
677
Allspring Income Opportunities Fund
EAD
$372M
$13K 0.01%
1,500
– –
FPX icon
678
First Trust US Equity Opportunities ETF
FPX
$1.47B
$13K 0.01%
268
– –
IFN
679
Aberdeen India Fund
IFN
$501M
$13K 0.01%
515
-155
-23% -$4.25K
IGM icon
680
iShares Expanded Tech Sector ETF
IGM
$10B
$13K 0.01%
810
– –
IGSB icon
681
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$13K 0.01%
254
-10
-4% -$527
LDP icon
682
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$13K 0.01%
+604
New +$14.5K
PH icon
683
Parker-Hannifin
PH
$123B
$13K 0.01%
105
-299
-74% -$36.7K
VCIT icon
684
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$13K 0.01%
159
– –
VDE icon
685
Vanguard Energy ETF
VDE
$10.1B
$13K 0.01%
122
– –
SRCL
686
DELISTED
Stericycle Inc
SRCL
$13K 0.01%
100
– –
GWPH
687
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$13K 0.01%
200
-1,500
-88% -$110K
CB
688
DELISTED
CHUBB CORPORATION
CB
$13K 0.01%
133
– –
GAIN icon
689
Gladstone Investment Corp
GAIN
$643M
$12K 0.01%
1,776
+57
+3% +$410
IMNN icon
690
Imunon
IMNN
$6.68M
$12K 0.01%
2
– –
IXC icon
691
iShares Global Energy ETF
IXC
$2.79B
$12K 0.01%
328
+4
+1% +$159
NRG icon
692
NRG Energy
NRG
$28.3B
$12K 0.01%
478
-24
-5% -$710
PLUG icon
693
Plug Power
PLUG
$2.87B
$12K 0.01%
4,000
+1,000
+33% +$3.98K
STE icon
694
Steris
STE
$22.3B
$12K 0.01%
200
– –
TCRT icon
695
Alaunos Therapeutics
TCRT
$4.59M
$12K 0.01%
+17
New +$9.03K
VBR icon
696
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$12K 0.01%
121
+1
+0.8% +$103
VPU
697
Vanguard Utilities ETF
VPU
$8.46B
$12K 0.01%
122
– –
WLK icon
698
Westlake Corp
WLK
$9.03B
$12K 0.01%
200
– –
MTEM
699
DELISTED
Molecular Templates, Inc.
MTEM
$12K 0.01%
24
+7
+41% +$3.5K
EXD
700
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$12K 0.01%
+1,000
New +$13.6K
26 27
28
29 30

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.