B. Riley Wealth Management’s Cohen & Steers Duration Preferred & Income Fund LDP Stock Holding History

B. Riley Wealth Management’s Portfolio LDP Stock Details LDP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-79,124	Closed	-$2.1M	–	458
2020 Q4	$2.1M	Sell	79,124 -2	-0%	-$49	0.27%	87
2020 Q3	$1.85M	Buy	79,126 +2,850	+4%	+$67.1K	0.22%	100
2020 Q2	$1.72M	Buy	76,276 +560	+0.7%	+$12.5K	0.19%	116
2020 Q1	$1.56M	Buy	75,716 +440	+0.6%	+$10.9K	0.16%	124
2019 Q4	$1.97M	Buy	75,276 +236	+0.3%	+$6.14K	0.3%	80
2019 Q3	$1.92M	Buy	75,040 +1,500	+2%	+$37.8K	0.34%	72
2019 Q2	$1.83M	Sell	73,540 -990	-1%	-$24K	0.28%	71
2019 Q1	$1.76M	Buy	74,530 +20,570	+38%	+$480K	0.31%	74
2018 Q4	$1.18M	Buy	+53,960	New	+$1.2M	0.25%	96
2015 Q2	–	Sell	-104	Closed	-$2K	–	1050
2015 Q1	$2K	Sell	104 -500	-83%	-$11.9K	﹤0.01%	969
2014 Q4	$13K	Buy	+604	New	+$14.5K	0.01%	683
2014 Q3	–	Sell	-2,500	Closed	-$63K	–	1118
2014 Q2	$63K	Sell	2,500 -2,000	-44%	-$49.2K	0.04%	424
2014 Q1	$107K	Buy	+4,500	New	+$106K	0.08%	303

Other funds holding LDP

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.31B AUM 1.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $5B AUM 26.84% 1-Year Est. Return

BWP

Baldwin Wealth Partners Marion, Massachusetts $1.53B AUM 28.5% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

GIP

Greatmark Investment Partners Columbus, Georgia $906M AUM 16.08% 1-Year Est. Return

CHA

Carmichael Hill & Associates Gaithersburg, Maryland $282M AUM 32.52% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

B. Riley Wealth Management's LDP Position: Q1 2021 in Review

B. Riley Wealth Management sold out of Cohen & Steers Duration Preferred & Income Fund (LDP) in Q1 2021, closing a stake of 79,124 shares — an estimated $2.1M sold.

B. Riley Wealth Management first reported a position in LDP in Q1 2014 and held it in 13 quarters. The position peaked at $2.1M in Q4 2020. 68 funds tracked by Wall St. Rank hold LDP as of Q1 2021.

B. Riley Wealth Management reported no remaining Cohen & Steers Duration Preferred & Income Fund position as of Q1 2021 after selling out during the quarter.
B. Riley Wealth Management sold 79,124 Cohen & Steers Duration Preferred & Income Fund shares in Q1 2021, an estimated $2.1M.
B. Riley Wealth Management first reported a position in Cohen & Steers Duration Preferred & Income Fund in Q1 2014 and held it in 13 quarters.
B. Riley Wealth Management's Cohen & Steers Duration Preferred & Income Fund position peaked at $2.1M in Q4 2020.
68 funds tracked by Wall St. Rank held Cohen & Steers Duration Preferred & Income Fund as of Q1 2021.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.