B. Riley Wealth Management’s Cohen & Steers Duration Preferred & Income Fund LDP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-79,124	Closed	-$2.1M	–	458
2020 Q4	$2.1M	Sell	79,124 -2	-0%	-$49	0.27%	87
2020 Q3	$1.85M	Buy	79,126 +2,850	+4%	+$67.1K	0.22%	100
2020 Q2	$1.72M	Buy	76,276 +560	+0.7%	+$12.5K	0.19%	116
2020 Q1	$1.56M	Buy	75,716 +440	+0.6%	+$10.9K	0.16%	124
2019 Q4	$1.97M	Buy	75,276 +236	+0.3%	+$6.14K	0.3%	80
2019 Q3	$1.92M	Buy	75,040 +1,500	+2%	+$37.8K	0.34%	72
2019 Q2	$1.83K	Sell	73,540 -990	-1%	-$24K	0.28%	71
2019 Q1	$1.76M	Buy	74,530 +20,570	+38%	+$480K	0.31%	74
2018 Q4	$1.18M	Buy	+53,960	New	+$1.2M	0.25%	96
2015 Q2	–	Sell	-104	Closed	-$2K	–	1050
2015 Q1	$2K	Sell	104 -500	-83%	-$11.9K	﹤0.01%	969
2014 Q4	$13K	Buy	+604	New	+$14.5K	0.01%	683
2014 Q3	–	Sell	-2,500	Closed	-$63K	–	1124
2014 Q2	$63K	Sell	2,500 -2,000	-44%	-$49.2K	0.04%	424
2014 Q1	$107K	Buy	+4,500	New	+$106K	0.08%	303