B. Riley Wealth Management’s First Trust US Equity Opportunities ETF FPX Stock Holding History

B. Riley Wealth Management’s Portfolio FPX Stock Details FPX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-2,900	Closed	-$243K	–	449
2020 Q2	$243K	Buy	+2,900	New	+$219K	0.03%	340
2020 Q1	–	Sell	-2,981	Closed	-$240K	–	531
2019 Q4	$240K	Buy	2,981 +22	+0.7%	+$1.71K	0.04%	327
2019 Q3	$224K	Buy	2,959 +98	+3%	+$7.71K	0.04%	322
2019 Q2	$223	Hold	2,861	–	–	0.03%	335
2019 Q1	$214K	Buy	+2,861	New	+$201K	0.04%	338
2018 Q4	–	Sell	-12,961	Closed	-$963K	–	369
2018 Q3	$963K	Buy	+12,961	New	+$956K	0.24%	96
2015 Q3	–	Sell	-146	Closed	-$7K	–	354
2015 Q2	$7K	Hold	146	–	–	0.01%	805
2015 Q1	$7K	Sell	146 -122	-46%	-$6.27K	0.01%	803
2014 Q4	$13K	Hold	268	–	–	0.01%	679
2014 Q3	$12K	Buy	+268	New	+$13K	0.01%	727

Other funds holding FPX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

B. Riley Wealth Management's FPX Position: Q3 2020 in Review

B. Riley Wealth Management sold out of First Trust US Equity Opportunities ETF (FPX) in Q3 2020, closing a stake of 2,900 shares — an estimated $243K sold.

B. Riley Wealth Management first reported a position in FPX in Q3 2014 and held it in 10 quarters. The position peaked at $963K in Q3 2018. 146 funds tracked by Wall St. Rank hold FPX as of Q3 2020.

B. Riley Wealth Management reported no remaining First Trust US Equity Opportunities ETF position as of Q3 2020 after selling out during the quarter.
B. Riley Wealth Management sold 2,900 First Trust US Equity Opportunities ETF shares in Q3 2020, an estimated $243K.
B. Riley Wealth Management first reported a position in First Trust US Equity Opportunities ETF in Q3 2014 and held it in 10 quarters.
B. Riley Wealth Management's First Trust US Equity Opportunities ETF position peaked at $963K in Q3 2018.
146 funds tracked by Wall St. Rank held First Trust US Equity Opportunities ETF as of Q3 2020.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.