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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNW icon
601
Pinnacle West Capital
PNW
$12.2B
– –
-68
Closed -$3K
PPG icon
602
PPG Industries
PPG
$24.6B
– –
-207
Closed -$23K
PPL
603
PPL Corp
PPL
$26.5B
– –
-200
Closed -$5K
PRIM icon
604
Primoris Services
PRIM
$4.58B
– –
-2,500
Closed -$49K
PRN icon
605
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$416M
– –
-19
Closed –
PRU icon
606
Prudential Financial
PRU
$42.4B
– –
-1,853
Closed -$162K
PSEC icon
607
Prospect Capital
PSEC
$1.07B
– –
-12,000
Closed -$88K
PSX icon
608
Phillips 66
PSX
$84.9B
– –
-2,332
Closed -$187K
PTH icon
609
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$221M
– –
-1,515
Closed -$32K
PUI icon
610
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.7M
– –
-42
Closed –
PWB icon
611
Invesco Large Cap Growth ETF
PWB
$2.29B
– –
-3,578
Closed -$109K
QCOM icon
612
Qualcomm
QCOM
$155B
– –
-1,335
Closed -$83K
QNST icon
613
QuinStreet
QNST
$890M
– –
-4,000
Closed -$25K
QQQ icon
614
Invesco QQQ Trust
QQQ
$461B
– –
-261
Closed -$27K
REGN icon
615
Regeneron Pharmaceuticals
REGN
$78.5B
– –
-200
Closed -$102K
RHP icon
616
Ryman Hospitality Properties
RHP
$8.43B
– –
-175
Closed -$9K
RIG icon
617
Transocean
RIG
$5.89B
– –
-200
Closed -$3K
RITM icon
618
Rithm Capital
RITM
$5.52B
– –
-3,613
Closed -$55K
RMAX icon
619
RE/MAX Holdings
RMAX
$193M
– –
-500
Closed -$17K
RRC icon
620
Range Resources
RRC
$9.38B
– –
-73
Closed -$3K
RRGB icon
621
Red Robin
RRGB
$145M
– –
-200
Closed -$17K
RRX icon
622
Regal Rexnord
RRX
$13.7B
– –
-2,907
Closed -$211K
RSP icon
623
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
– –
-9,182
Closed -$732K
RSPD icon
624
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$317M
– –
-3,930
Closed -$118K
RSPH icon
625
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
– –
-4,360
Closed -$69K
23 24
25
26 27

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.