BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Return 3.47%
This Quarter Return
-7.42%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.1M
Cap. Flow %
-68.21%
Top 10 Hldgs %
25.26%
Holding
1,062
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$939K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$865K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$759K
4
VOX icon
Vanguard Communication Services ETF
VOX
$730K
5
SHOP icon
Shopify
SHOP
$721K

Top Sells

1
SH icon
ProShares Short S&P500
SH
$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$1.52M
4
AAPL icon
Apple
AAPL
$940K
5
SBUX icon
Starbucks
SBUX
$753K

Sector Composition

1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NZF icon
601
Nuveen Municipal Credit Income Fund
NZF
$2.36B
– –
-1,046
Closed -$13K
OCSL icon
602
Oaktree Specialty Lending
OCSL
$1.23B
– –
-667
Closed -$13K
OEF icon
603
iShares S&P 100 ETF
OEF
$22.1B
– –
-4,300
Closed -$390K
OGE icon
604
OGE Energy
OGE
$8.89B
– –
-162
Closed -$4K
OHI icon
605
Omega Healthcare
OHI
$12.7B
– –
-1,837
Closed -$63K
OKE icon
606
Oneok
OKE
$45.7B
– –
-429
Closed -$16K
OPK icon
607
Opko Health
OPK
$1.07B
– –
-15,000
Closed -$241K
OSPN icon
608
OneSpan
OSPN
$583M
– –
-2,000
Closed -$60K
OSIS icon
609
OSI Systems
OSIS
$3.93B
– –
-300
Closed -$21K
OXSQ icon
610
Oxford Square Capital
OXSQ
$172M
– –
-1,500
Closed -$10K
OXY icon
611
Occidental Petroleum
OXY
$45.2B
– –
-1,254
Closed -$97K
PAA icon
612
Plains All American Pipeline
PAA
$12.1B
– –
-5,150
Closed -$224K
PAG icon
613
Penske Automotive Group
PAG
$12.4B
– –
-15
Closed –
PAGP icon
614
Plains GP Holdings
PAGP
$3.64B
– –
-1,502
Closed -$103K
PARA
615
DELISTED
Paramount Global Class B
PARA
– –
-957
Closed -$53K
PAYX icon
616
Paychex
PAYX
$48.7B
– –
-891
Closed -$41K
PBH icon
617
Prestige Consumer Healthcare
PBH
$3.2B
– –
-350
Closed -$16K
PBJ icon
618
Invesco Food & Beverage ETF
PBJ
$94.3M
– –
-100
Closed -$3K
PBR icon
619
Petrobras
PBR
$78.7B
– –
-500
Closed -$4K
PBT
620
Permian Basin Royalty Trust
PBT
$838M
– –
-14,250
Closed -$114K
PCY icon
621
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.24B
– –
-1,426
Closed -$39K
PDI icon
622
PIMCO Dynamic Income Fund
PDI
$7.58B
– –
-2,990
Closed -$87K
PDP icon
623
Invesco Dorsey Wright Momentum ETF
PDP
$1.29B
– –
-37,020
Closed -$1.59M
PEG icon
624
Public Service Enterprise Group
PEG
$40.5B
– –
-738
Closed -$28K
PEP icon
625
PepsiCo
PEP
$200B
– –
-773
Closed -$72K
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