B. Riley Wealth Management’s Invesco Dorsey Wright Healthcare Momentum ETF PTH Stock Holding History

B. Riley Wealth Management’s Portfolio PTH Stock Details PTH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,515	Closed	-$32K	–	609
2015 Q2	$32K	Hold	1,515	–	–	0.03%	512
2015 Q1	$30K	Hold	1,515	–	–	0.02%	521
2014 Q4	$27K	Hold	1,515	–	–	0.02%	512
2014 Q3	$25K	Hold	1,515	–	–	0.02%	559
2014 Q2	$24K	Hold	1,515	–	–	0.02%	618
2014 Q1	$24K	Buy	+1,515	New	+$24.9K	0.02%	593

Other funds holding PTH

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

B. Riley Wealth Management's PTH Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Invesco Dorsey Wright Healthcare Momentum ETF (PTH) in Q3 2015, closing a stake of 1,515 shares — an estimated $32K sold.

B. Riley Wealth Management first reported a position in PTH in Q1 2014 and held it in 6 quarters. The position peaked at $32K in Q2 2015. 45 funds tracked by Wall St. Rank hold PTH as of Q3 2015.

B. Riley Wealth Management reported no remaining Invesco Dorsey Wright Healthcare Momentum ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 1,515 Invesco Dorsey Wright Healthcare Momentum ETF shares in Q3 2015, an estimated $32K.
B. Riley Wealth Management first reported a position in Invesco Dorsey Wright Healthcare Momentum ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Invesco Dorsey Wright Healthcare Momentum ETF position peaked at $32K in Q2 2015.
45 funds tracked by Wall St. Rank held Invesco Dorsey Wright Healthcare Momentum ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.