B. Riley Wealth Management’s Regal Rexnord RRX Stock Holding History

B. Riley Wealth Management’s Portfolio RRX Stock Details RRX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,907	Closed	-$211K	–	622
2015 Q2	$211K	Hold	2,907	–	–	0.17%	174
2015 Q1	$232K	Hold	2,907	–	–	0.17%	175
2014 Q4	$218K	Sell	2,907 -352	-11%	-$24.7K	0.18%	147
2014 Q3	$209K	Hold	3,259	–	–	0.16%	182
2014 Q2	$256K	Buy	3,259 +390	+14%	+$29.6K	0.17%	168
2014 Q1	$209K	Buy	+2,869	New	+$212K	0.15%	180

Other funds holding RRX

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Ninety One (UK) London, United Kingdom $44.7B AUM 17.24% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Allianz Asset Management Munich, Germany $123B AUM 45.23% 1-Year Est. Return

B. Riley Wealth Management's RRX Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Regal Rexnord (RRX) in Q3 2015, closing a stake of 2,907 shares — an estimated $211K sold.

B. Riley Wealth Management first reported a position in RRX in Q1 2014 and held it in 6 quarters. The position peaked at $256K in Q2 2014. 235 funds tracked by Wall St. Rank hold RRX as of Q3 2015.

B. Riley Wealth Management reported no remaining Regal Rexnord position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 2,907 Regal Rexnord shares in Q3 2015, an estimated $211K.
B. Riley Wealth Management first reported a position in Regal Rexnord in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Regal Rexnord position peaked at $256K in Q2 2014.
235 funds tracked by Wall St. Rank held Regal Rexnord as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.