B. Riley Wealth Management’s Transocean RIG Stock Holding History

B. Riley Wealth Management’s Portfolio RIG Stock Details RIG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-200	Closed	-$3K	–	617
2015 Q2	$3K	Sell	200 -800	-80%	-$14.4K	﹤0.01%	933
2015 Q1	$14K	Sell	1,000 -29	-3%	-$470	0.01%	694
2014 Q4	$18K	Hold	1,029	–	–	0.01%	612
2014 Q3	$32K	Sell	1,029 -100	-9%	-$3.91K	0.02%	507
2014 Q2	$50K	Sell	1,129 -350	-24%	-$14.9K	0.03%	470
2014 Q1	$61K	Buy	+1,479	New	+$64.3K	0.05%	407

Other funds holding RIG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Icahn Carl Sunny Isles Beach, Florida $8.55B AUM 29.29% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fairpointe Capital Chicago, Illinois $66.3M AUM 101.32% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SCM

Steadfast Capital Management New York $2.92B AUM 26.34% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

B. Riley Wealth Management's RIG Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Transocean (RIG) in Q3 2015, closing a stake of 200 shares — an estimated $3K sold.

B. Riley Wealth Management first reported a position in RIG in Q1 2014 and held it in 6 quarters. The position peaked at $61K in Q1 2014. 400 funds tracked by Wall St. Rank hold RIG as of Q3 2015.

B. Riley Wealth Management reported no remaining Transocean position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 200 Transocean shares in Q3 2015, an estimated $3K.
B. Riley Wealth Management first reported a position in Transocean in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Transocean position peaked at $61K in Q1 2014.
400 funds tracked by Wall St. Rank held Transocean as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.