B. Riley Wealth Management’s Invesco Dorsey Wright Industrials Momentum ETF PRN Stock Holding History

B. Riley Wealth Management’s Portfolio PRN Stock Details PRN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-19	Closed	–	–	605
2015 Q2	$0	Hold	19	–	–	﹤0.01%	1064
2015 Q1	$0	Hold	19	–	–	﹤0.01%	1083
2014 Q4	$0	Hold	19	–	–	﹤0.01%	1063
2014 Q3	$0	Sell	19 -5,775	-100%	-$272K	﹤0.01%	1141
2014 Q2	$278K	Sell	5,794 -252	-4%	-$11.7K	0.18%	154
2014 Q1	$289K	Buy	+6,046	New	+$286K	0.21%	131

Other funds holding PRN

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

B. Riley Wealth Management's PRN Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Invesco Dorsey Wright Industrials Momentum ETF (PRN) in Q3 2015, closing a stake of 19 shares.

B. Riley Wealth Management first reported a position in PRN in Q1 2014 and held it in 6 quarters. The position peaked at $289K in Q1 2014. 40 funds tracked by Wall St. Rank hold PRN as of Q3 2015.

B. Riley Wealth Management reported no remaining Invesco Dorsey Wright Industrials Momentum ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 19 Invesco Dorsey Wright Industrials Momentum ETF shares in Q3 2015.
B. Riley Wealth Management first reported a position in Invesco Dorsey Wright Industrials Momentum ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Invesco Dorsey Wright Industrials Momentum ETF position peaked at $289K in Q1 2014.
40 funds tracked by Wall St. Rank held Invesco Dorsey Wright Industrials Momentum ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.