We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
601
Aflac
AFL
$64.9B
$18K 0.01%
610
-200
-25% -$5.91K
DSL
602
DoubleLine Income Solutions Fund
DSL
$1.22B
$18K 0.01%
930
– –
EIDO icon
603
iShares MSCI Indonesia ETF
EIDO
$480M
$18K 0.01%
+692
New +$18.7K
EZA icon
604
iShares MSCI South Africa ETF
EZA
$547M
$18K 0.01%
+289
New +$19.1K
GLDI icon
605
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$31.1M
$18K 0.01%
78
– –
HIX
606
Western Asset High Income Fund II
HIX
$349M
$18K 0.01%
2,183
– –
IHE icon
607
iShares US Pharmaceuticals ETF
IHE
$1.46B
$18K 0.01%
375
– –
MKC icon
608
McCormick & Company Non-Voting
MKC
$13.7B
$18K 0.01%
500
+100
+25% +$3.58K
NAT icon
609
Nordic American Tanker
NAT
$1.38B
$18K 0.01%
1,814
– –
NSC icon
610
Norfolk Southern
NSC
$75.4B
$18K 0.01%
172
– –
RIG icon
611
Transocean
RIG
$5.89B
$18K 0.01%
1,029
– –
GGM
612
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$18K 0.01%
845
– –
NBL
613
DELISTED
Noble Energy, Inc.
NBL
$18K 0.01%
400
– –
POT
614
DELISTED
Potash Corp Of Saskatchewan
POT
$18K 0.01%
537
+1
+0.2% +$34
NRF
615
DELISTED
NorthStar Realty Finance Corp.
NRF
$18K 0.01%
536
+286
+114% +$10.2K
MRD
616
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$18K 0.01%
1,000
-10,150
-91% -$227K
PDLI
617
DELISTED
PDL BioPharma, Inc.
PDLI
$18K 0.01%
2,400
– –
SCTY
618
DELISTED
SolarCity Corporation
SCTY
$18K 0.01%
355
-2,100
-86% -$113K
AWF
619
AllianceBernstein Global High Income Fund
AWF
$870M
$17K 0.01%
1,415
+8
+0.6% +$106
DBA icon
620
Invesco DB Agriculture Fund
DBA
$1.23B
$17K 0.01%
700
+200
+40% +$5.13K
DOC icon
621
Healthpeak Properties
DOC
$15.1B
$17K 0.01%
438
+330
+306% +$13.1K
DVA icon
622
DaVita
DVA
$15.4B
$17K 0.01%
228
– –
EIS icon
623
iShares MSCI Israel ETF
EIS
$889M
$17K 0.01%
370
– –
ETW
624
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$17K 0.01%
1,600
– –
EWA icon
625
iShares MSCI Australia ETF
EWA
$1.39B
$17K 0.01%
804
-600
-43% -$14.3K
23 24
25
26 27

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.