B. Riley Wealth Management’s DoubleLine Income Solutions Fund DSL Stock Holding History

B. Riley Wealth Management’s Portfolio DSL Stock Details DSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-84,631	Closed	-$1.3M	–	439
2020 Q2	$1.3M	Sell	84,631 -11,048	-12%	-$153K	0.14%	140
2020 Q1	$1.28M	Buy	95,679 +9,748	+11%	+$179K	0.13%	147
2019 Q4	$1.7M	Sell	85,931 -5,253	-6%	-$104K	0.25%	94
2019 Q3	$1.82M	Buy	91,184 +36	+0%	+$719	0.32%	76
2019 Q2	$1.82K	Buy	91,148 +500	+0.6%	+$10.1K	0.28%	72
2019 Q1	$1.81M	Buy	90,648 +8,222	+10%	+$159K	0.31%	73
2018 Q4	$1.43M	Buy	+82,426	New	+$1.53M	0.3%	76
2015 Q3	–	Sell	-930	Closed	-$18K	–	287
2015 Q2	$18K	Hold	930	–	–	0.01%	623
2015 Q1	$18K	Hold	930	–	–	0.01%	630
2014 Q4	$18K	Hold	930	–	–	0.01%	603
2014 Q3	$20K	Hold	930	–	–	0.01%	597
2014 Q2	$20K	Sell	930 -465	-33%	-$10.3K	0.01%	662
2014 Q1	$30K	Buy	+1,395	New	+$29.5K	0.02%	549

Other funds holding DSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cornerstone Advisory Hunt Valley, Maryland $1.06B AUM 12.86% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

B. Riley Wealth Management's DSL Position: Q3 2020 in Review

B. Riley Wealth Management sold out of DoubleLine Income Solutions Fund (DSL) in Q3 2020, closing a stake of 84,631 shares — an estimated $1.3M sold.

B. Riley Wealth Management first reported a position in DSL in Q1 2014 and held it in 13 quarters. The position peaked at $1.82M in Q3 2019. 144 funds tracked by Wall St. Rank hold DSL as of Q3 2020.

B. Riley Wealth Management reported no remaining DoubleLine Income Solutions Fund position as of Q3 2020 after selling out during the quarter.
B. Riley Wealth Management sold 84,631 DoubleLine Income Solutions Fund shares in Q3 2020, an estimated $1.3M.
B. Riley Wealth Management first reported a position in DoubleLine Income Solutions Fund in Q1 2014 and held it in 13 quarters.
B. Riley Wealth Management's DoubleLine Income Solutions Fund position peaked at $1.82M in Q3 2019.
144 funds tracked by Wall St. Rank held DoubleLine Income Solutions Fund as of Q3 2020.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.