B. Riley Wealth Management’s Western Asset High Income Fund II HIX Stock Holding History

B. Riley Wealth Management’s Portfolio HIX Stock Details HIX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,183	Closed	-$8K	–	397
2015 Q2	$8K	Hold	1,183	–	–	0.01%	784
2015 Q1	$9K	Sell	1,183 -1,000	-46%	-$8.1K	0.01%	770
2014 Q4	$18K	Hold	2,183	–	–	0.01%	607
2014 Q3	$19K	Hold	2,183	–	–	0.01%	616
2014 Q2	$20K	Hold	2,183	–	–	0.01%	663
2014 Q1	$20K	Buy	+2,183	New	+$20.3K	0.01%	633

Other funds holding HIX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

NEIRG

New England Investment & Retirement Group North Andover, Massachusetts $434M AUM 25.45% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

B. Riley Wealth Management's HIX Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Western Asset High Income Fund II (HIX) in Q3 2015, closing a stake of 1,183 shares — an estimated $8K sold.

B. Riley Wealth Management first reported a position in HIX in Q1 2014 and held it in 6 quarters. The position peaked at $20K in Q2 2014. 67 funds tracked by Wall St. Rank hold HIX as of Q3 2015.

B. Riley Wealth Management reported no remaining Western Asset High Income Fund II position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 1,183 Western Asset High Income Fund II shares in Q3 2015, an estimated $8K.
B. Riley Wealth Management first reported a position in Western Asset High Income Fund II in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Western Asset High Income Fund II position peaked at $20K in Q2 2014.
67 funds tracked by Wall St. Rank held Western Asset High Income Fund II as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.